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March 20, 2008
FINRA Proposes Two Changes to Arbitration Codes
The SEC published for public comment two minor revisions to the FINRA Codes of Arbitration Procedure for Customer and Industry Disputes: to Amend the Chairperson Eligibility Requirements and to Permit Submissions to Arbitrators After a Case Has Closed Under Limited Circumstances.
March 20, 2008 in Other Regulatory Action | Permalink
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