Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Wednesday, December 12, 2007

SEC Publishes Amendments to Rules 144 and 145

The SEC published the final rules amending Rule 144 and Rule 145.  The primary changes to Rule 144 include shortening the holding period to six months for restricted securities that are subject to the reporting requirements and substantially easing the restrictions on resales by non-affiliates.  The Rule 145 amendment eliminates the presumptive underwriter provision.

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