Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, November 9, 2007

FINRA's Schapiro Speaks at SIFMA Annual Meeting

Mary L. Schapiro, Chief Executive Officer, FINRA, spoke at the SIFMA Annual Meeting, Boca Raton, FL on November 9, 200, principally about the consolidation of the regulatory arms of NASD and NYSE and the future of self-regulation.

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