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November 9, 2007
FINRA's Schapiro Speaks at SIFMA Annual Meeting
Mary L. Schapiro, Chief Executive Officer, FINRA, spoke at the SIFMA Annual Meeting, Boca Raton, FL on November 9, 200, principally about the consolidation of the regulatory arms of NASD and NYSE and the future of self-regulation.
November 9, 2007 in Other Regulatory Action | Permalink
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