Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Friday, November 9, 2007

FINRA's Schapiro Speaks at SIFMA Annual Meeting

Mary L. Schapiro, Chief Executive Officer, FINRA, spoke at the SIFMA Annual Meeting, Boca Raton, FL on November 9, 200, principally about the consolidation of the regulatory arms of NASD and NYSE and the future of self-regulation.

http://lawprofessors.typepad.com/securities/2007/11/finras-schapiro.html

Other Regulatory Action | Permalink

TrackBack URL for this entry:

http://www.typepad.com/services/trackback/6a00d8341bfae553ef00e54f926fb98834

Listed below are links to weblogs that reference FINRA's Schapiro Speaks at SIFMA Annual Meeting:

Comments

Post a comment