Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, November 14, 2007

Aguilar and Walter Expected to be Nominated to SEC

Luis A. Aguilar, a corporate attorney from Atlanta, and Elisse D. Walter, former COO of NASD (n/k/a FINRA), are expected to be nominated to fill the two Democratic vacancies on the SEC.  Aguilar has been quoted in interviews as critical of SOX.  Walter has also been GC of the CFTC and spent more than a decade as a staff attorney at the SEC.  WPost, Democrats Nominate 2 for SEC Vacancies.

http://lawprofessors.typepad.com/securities/2007/11/aguilar-and-wal.html

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