Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, October 17, 2007

SEC Investigating Countrywide Financial CEO's Stock Sales

Somehow we knew this was coming -- the SEC is conducting an informal investigation into the stock sales by Countrywide Financial Corp. CEO Angelo Mozilo, who reportedly sold $130.6 million worth of shares in the first half of the year under a Rule 10b5-1 plan.  WSJ, SEC Investigating Mozilo Stock Sales.

http://lawprofessors.typepad.com/securities/2007/10/sec-investigati.html

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