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October 4, 2007
SEC Director of Market Reg Testifies on Consolidated Supervision
Testimony Concerning the Consolidated Supervision of U.S. Securities Firms and Affiliated Industrial Loan Corporations, by Erik Sirri, Director, Division of Market Regulation, U.S. Securities & Exchange Commission, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate
October 4, 2007.
October 4, 2007 in SEC Action | Permalink
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