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Univ. of Toledo College of Law

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Thursday, October 4, 2007

SEC Director of Market Reg Testifies on Consolidated Supervision

Testimony Concerning the Consolidated Supervision of U.S. Securities Firms and Affiliated Industrial Loan Corporations, by Erik Sirri, Director, Division of Market Regulation, U.S. Securities & Exchange Commission, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate
October 4, 2007.

http://lawprofessors.typepad.com/securities/2007/10/sec-director-of.html

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