Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, October 19, 2007

Massachusetts Regulator Investigates Principal Trading at Bear Stearns Funds

Is Bear Stearns in trouble again? The Massachusetts securities regulator is investigating whether the firm engaged in undisclosed principal trading with two inhouse hedge funds that collapsed this summer.  The federal prosecutors and the SEC are already investigating the circumstances surrounding the collapse.  WSJ, Bear Stearns Draws Probe On Fund Trades.

http://lawprofessors.typepad.com/securities/2007/10/massachusetts-r.html

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