Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Wednesday, August 22, 2007

SEC Posts Transcript of Rule 12b-1 Roundtable

The SEC has posted on its website the transcript for the Division of Investment Management's Rule 12b-1 Roundtable discussion held on June 19, 2007.  The program consisted of 4 panels:  Historical Perspective, Current Uses of 12b-1 Plans, the Costs and Benefits of 12b-1 Plans, and Looking Ahead.

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