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Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Friday, July 20, 2007

SIFMA Urges Continuance of Rule 12b-1 Fees

SIFMA filed a comment letter with the SEC, following up on the agency's June 19 Roundtable Discussion on Rule 12b-1 fees, where Chair Cox questioned whether there was a continuing justification for allowing use of fund assets to promote sales activities.  SIFMA stated that it would be a major mistake to discontinue the fees because they play an important role in opening up the financial markets to investors.

http://lawprofessors.typepad.com/securities/2007/07/sifma-urges-con.html

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