Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Tuesday, July 3, 2007

SEC Will Consider Antifraud Rule for Advisers to Pooled Investment Vehicles

SEC OPEN MEETING - WEDNESDAY, JULY 11, 2007 - 10:00 A.M.

The Commission will consider whether to adopt  a  new  antifraud  rule under Section 206 of the Investment Advisers Act of 1940. The new rule would prohibit advisers to certain  pooled  investment  vehicles  from making false or misleading statements  to,  or  otherwise  defrauding, investors or prospective investors in those pooled vehicles.

http://lawprofessors.typepad.com/securities/2007/07/sec-will-consid.html

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