Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Tuesday, July 17, 2007

Citigroup Settles New Jersey Investigation

Citigroup agreed to pay $978,000 to settle a New Jersey investigation that two of its brokers, located in Short Hills, placed their customers, including many elderly investors, in unsuitably risky investment strategies, including short selling.  See NYTimes, Citigroup Agrees to Settlement in New Jersey.

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