Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Wednesday, June 13, 2007

SEC Votes Amendments to Reg SHO

The Securities and Exchange Commission today voted to take additional steps to better safeguard investors and protect the integrity of the markets during short selling transactions by closing loopholes in Regulation SHO and further reducing persistent failures to deliver stock by the end of the standard three-day settlement period for trades. The full text of the detailed releases concerning these items will be posted to the SEC Web site as soon as possible.  For a summary, see SEC Votes on Regulation SHO Amendments and Proposals; Also Votes to Eliminate "Tick" Test.

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