Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Thursday, June 28, 2007

SEC Sets July 6 For End of Tick Test

On June 13, 2007, the Commission voted to remove the tick test of Rule 10a-1 and to amend Regulation SHO to provide that no short sale  price test, including any price test of any exchange or national  securities association,  shall  apply  to  short  sales  in  any  security.   The Commission has established a compliance date of July 6, 2007  for  the changes.

http://lawprofessors.typepad.com/securities/2007/06/sec-sets-july-6.html

SEC Action | Permalink

TrackBack URL for this entry:

http://www.typepad.com/services/trackback/6a00d8341bfae553ef00e008cee0d08834

Listed below are links to weblogs that reference SEC Sets July 6 For End of Tick Test:

Comments

Post a comment