« SEC Announces NRSRO Applications | Main | Former CEO of Certificate Companies Pleads Guilty to Theft »
June 28, 2007
SEC Sets July 6 For End of Tick Test
On June 13, 2007, the Commission voted to remove the tick test of Rule 10a-1 and to amend Regulation SHO to provide that no short sale price test, including any price test of any exchange or national securities association, shall apply to short sales in any security. The Commission has established a compliance date of July 6, 2007 for the changes.
June 28, 2007 in SEC Action | Permalink
TrackBack
TrackBack URL for this entry:
http://www.typepad.com/services/trackback/6a00d8341bfae553ef00e008cee0d08834
Listed below are links to weblogs that reference SEC Sets July 6 For End of Tick Test:
