Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Thursday, May 17, 2007

SIFMA CEO Testifies on NYSE-NASD Regulatory Consolidation

Marc Lackritz, CEO of SIGFMA, testified before the Senate Banking, Housing and Urban Affairs Subcommittee of the Securities, Insurance and Investments Committee on the merger of the regulatory arms of NASD and NYSE.  He also spoke in favor of principles-based regulation.  See InvNews, Lackritz backs principles-based regs.

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