Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Thursday, May 3, 2007

SIFMA Calls for Principles-Based Regulation

SIFMA issued a press release commending the UK Financial Services Authority for its recent paper on principles-based regulation and called on regulators to promote a "pragmatic, principles-based approach" to regulatory requirements.  See Principles-Based Regulation Supported by SIFMA.

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