Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Thursday, May 17, 2007

Senate Hearing on NYSE-NASD Consolidation

The Senate Banking, Housing and Urban Affairs Subcommittee of the Securities, Insurance, and Investments Committee held a hearing today on the consolidation of the regulatory arms of the NYSE and NASD.  Among those testifying in favor of the merger were Eric R. Sirri, Director of Market Regulation, SEC; Mary Schapiro, Chair and CEO of NASD; and Marc Lackritz, CEO of SIFMA.

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