Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Wednesday, May 23, 2007

SEC Recognizes Rating and Investment Information as NRSRO

In a May 21, 2007 no-action letter, the SEC's Division of Market Regulation recognizes Rating and Investment Information, Inc. as a nationally recognized statistical rating organization.  This allows broker-dealers to consider its credit ratings for purposes of the net capital rule.

http://lawprofessors.typepad.com/securities/2007/05/sec_recognizes_.html

SEC Action | Permalink

TrackBack URL for this entry:

http://www.typepad.com/services/trackback/6a00d8341bfae553ef00d8357c7ea069e2

Listed below are links to weblogs that reference SEC Recognizes Rating and Investment Information as NRSRO:

Comments

Post a comment