Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, May 21, 2007

NYSE's Ketchum on NYSE-NASD Consolidation

Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc. On “Consolidation of NASD and the Regulatory Functions of the NYSE: Working Towards Improved Regulation,” May 17, 2007 Testimony Given before the Subcommittee on Securities, Insurance and Investment of the U.S. Senate Committee on Banking, Housing and Urban Affairs

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