Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Friday, May 18, 2007

NASAA's Borg Testifies on NYSE-NASD Merger

North American Securities Administrators Association (NASAA) President Joseph P. Borg testified on May 17 before a Senate panel holding a hearing on the consolidation of the NYSE and NASD regulatory arms.  He said that improved investor protection, rather than regulatory streamlining, should be the primary objective of the upcoming merger of two securities industry self-regulatory organizations (SRO).

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