Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, April 25, 2007

NASD Vice Chair Shulman's Speech at SIFMA Meeting

NASD Vice Chairman Doug Shulman spoke at the SIFMA Independent Broker Dealers on April 25, 2007, on the regulatory consolidation, important trends in the industry and the role of the modern regulator.

http://lawprofessors.typepad.com/securities/2007/04/nasd_vice_chair.html

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