Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Wednesday, March 7, 2007

"Understanding Your Brokerage Account Statements"

SIFM, NASAA and SIPC today released updated editions of  “Understanding Your Brokerage Account Statements,” available in English and Spanish.  The guide, which provides investors with tips on analyzing their monthly statement, includes new content on fee based accounts, as well as answers to frequently asked questions, details on common features of most brokerage account statements, a step-by-step checklist on how to review them, and an extensive glossary of investment terms that investors may come across while reviewing their statements.

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