Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, March 28, 2007

SEC Initiatives on Short Sale Regulation

Speech by SEC Staff: Short Sale Regulation: A Targeted Approach for Efficient Markets
by James A. Brigagliano Associate Director, Office of Trading Practices and Processing, Division of Market Regulation ,U.S. Securities and Exchange Commission -- is available on the SEC website.  He discusses initiatives to modernize the regulation of short sales, specifically proposed amendments to Regulation SHO, Rule 105 of Regulation M and short sale price tests.

http://lawprofessors.typepad.com/securities/2007/03/sec_initiatives.html

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