March 14, 2007
Schapiro before the Chamber of Commerce Conference
In a speech prepared for delivery before the Chamber of Commerce Capital Markets Conference, NASD Chair and CEO Mary Schapiro emphasized three points: (1) the importance of avoiding regulatory overlap -- see the consolidation of the regulatory arms of NASD and NYSE; (2) the need to modernize the examinations process; and (3) cost-benefit analysis of existing regulations. She also emphasized the NASD's efforts to enhance investor education and promote greater participation in retirement savings programs.
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