Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Wednesday, March 14, 2007

Schapiro before the Chamber of Commerce Conference

In a speech prepared for delivery before the Chamber of Commerce Capital Markets Conference, NASD Chair and CEO Mary Schapiro emphasized three points:  (1) the importance of avoiding regulatory overlap -- see the consolidation of the regulatory arms of NASD and NYSE; (2) the need to modernize the examinations process; and (3) cost-benefit analysis of existing regulations.  She also emphasized the NASD's efforts to enhance investor education and promote greater participation in retirement savings programs. 

http://lawprofessors.typepad.com/securities/2007/03/schapiro_before.html

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