Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Wednesday, March 14, 2007

Schapiro before the Chamber of Commerce Conference

In a speech prepared for delivery before the Chamber of Commerce Capital Markets Conference, NASD Chair and CEO Mary Schapiro emphasized three points:  (1) the importance of avoiding regulatory overlap -- see the consolidation of the regulatory arms of NASD and NYSE; (2) the need to modernize the examinations process; and (3) cost-benefit analysis of existing regulations.  She also emphasized the NASD's efforts to enhance investor education and promote greater participation in retirement savings programs.

Other Regulatory Action | Permalink

TrackBack URL for this entry:

Listed below are links to weblogs that reference Schapiro before the Chamber of Commerce Conference:


Post a comment