Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, March 26, 2007

NASD's Schapiro Speaks

Mary Schapiro, Chair and CEO of NASD, spoke before SIFMA's Compliance and Legal Division's 38th Annual Seminar, on the effects of the consolidation of the NYSE and NASD regulatory arms, as well as principles-based regulation and other issues.  See Remarks by Mary L. Schapiro Chairman & CEO, NASD.

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