Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

A Member of the Law Professor Blogs Network

Monday, March 26, 2007

NASD's Schapiro Speaks

Mary Schapiro, Chair and CEO of NASD, spoke before SIFMA's Compliance and Legal Division's 38th Annual Seminar, on the effects of the consolidation of the NYSE and NASD regulatory arms, as well as principles-based regulation and other issues.  See Remarks by Mary L. Schapiro Chairman & CEO, NASD.

http://lawprofessors.typepad.com/securities/2007/03/nasds_schapiro_.html

Other Regulatory Action | Permalink

TrackBack URL for this entry:

http://www.typepad.com/services/trackback/6a00d8341bfae553ef00d8354178f953ef

Listed below are links to weblogs that reference NASD's Schapiro Speaks:

Comments

Post a comment