Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Thursday, March 15, 2007

Frank Says Banks Could Get Relief from SOX 404

Barney Frank, Chair of the House Financial Services Committee, told the U.S. Chamber of Commerce yesterday that it would be "acceptable" to exempt banks from Sarbanes Oxley 404 if they complied with similar banking regulations.  WSJ, Bank Rules May Be Eased To Avoid Duplication.

http://lawprofessors.typepad.com/securities/2007/03/frank_says_bank.html

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