Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

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Thursday, March 1, 2007

Charges Expected in UBS Sale of Information Probe

DOJ and SEC will shortly bring criminal and civil charges against UBS employees for allegedly selling advance information about ratings adjustments to hedge fund traders.  See WPost, U.S. to Charge At Least 1 in Trading Probe

http://lawprofessors.typepad.com/securities/2007/03/charges_expecte.html

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