Securities Law Prof Blog

Editor: Eric C. Chaffee
Univ. of Toledo College of Law

Monday, February 27, 2017

New in Print

The following law review articles relating to securities regulation are now available in paper format:

John P. Anderson, When Does Corporate Criminal Liability for Insider Trading Make Sense?, 46 Stetson L. Rev. 147 (2016).

Maria Babajanian, Casenote, Rewarded for Being Remote: How United States v. Newman Improperly Narrows Liability for Tippees, 46 Stetson L. Rev. 199-223 (2016). 

Carlos Berdejo, Collective Action Clauses & Corporate Bond Spreads: Evidence from Chile, 36 Nw. J. Int'l L. & Bus. 469 (2016).

J. Robert Brown, Jr., The Proxy Rules and Restrictions on Shareholder Voting Rights, 47 Seton Hall L. Rev. 45 (2016).

James D. Cox & Randall S. Thomas, Corporate Darwinism: Disciplining Managers in a World with Weak Shareholder Litigation, 95 N.C. L. Rev. 19 (2016).

Alexandra Esmel, Food Speculation: Between Virtual...and Reality, 31 Am. U. Int'l L. Rev. 507 (2016).

Mark Klock, The Enduring Legacy of Modern Efficient Market Theory After Halliburton v. John, 50 Ga. L. Rev. 769 (2016).

Christos Koutrobis, Case comment, Securities Law -- Ninth Circuit Uses Exception to Adverse Exception and Imputes CEO's Scienter to Corporation under Rule 10b-5 -- In re ChinaCast Educ. Corp. Sec. Litig., 809 F.3d 471 (9th Cir. 2015). 39 Suffolk Transnat'l L. Rev. 507 (2016). 

Joan MacLeod Heminway, (Not) Holding Firms Criminally Responsible for the Reckless Insider Trading of Their Employees, 46 Stetson L. Rev. 127 (2016).

Rohan Maitra, Comment, Scaling Two Great Walls: Resolving the Impasse Between China's State Secrets law and International Disclosure Requirements, 36 Nw. J. Int'l L. & Bus. 587 (2016).

Zachary Adams Mason, Note, Online Loans Across State Lines:  Protecting Peer-to-Peer Lending Through the Exportation Doctrine, 105 Geo. L.J. 217 (2016).

Donna M. Nagy, Beyond Dirks: Gratuitous Tipping and Insider Trading, 42 J. Corp. L. 1 (2016).

February 27, 2017 | Permalink | Comments (0)

Tuesday, February 21, 2017

New in Print

The following law review articles relating to securities regulation are now available in paper format:

Sara Almousa, Comment, Friends with Benefits? Clarifying the Role Relationships Play in Satisfying the Personal Benefit Requirement under Tipper-Tippee Liability, 23 Geo. Mason L. Rev. 1251 (2016).

Travis S. Andrews, Note, A Statutory and Precedential Approach to Corporate Scienter in Section 10(b) of the Securities Exchange Act, 11 Va. L. & Bus. Rev. 1 (2016).

John F. Coyle, Altering Rules, Cumulative Voting, and Venture Capital, 2016 Utah L. Rev. 595.

K.J. Martijn Cremers & Quinn Curtis, Do Mutual Fund Investors Get What They Pay For? Securities Law and Closet Index Funds, 11 Va. L. & Bus. Rev. 31 (2016).

Stanislav Dolgopolov, Wholesaling Best Execution: How Entangled Are Off-Exchange Market Makers?, 11 Va. L. & Bus. Rev. 149 (2016).

Anita K. Krug, Uncertain Futures in Evolving Financial Markets, 93 Wash. U. L. Rev. 1209 (2016).

Andrew A. Schwartz, Inclusive Crowdfunding, 2016 Utah L. Rev. 661.

Reilly S. Steel, Note, The Underground Rulification of the Ordinary Business Operations Exclusion, 116 Colum. L. Rev. 1547 (2016).

Lawrence J. Trautman, E-commerce, Cyber, and Electronic Payment System Risks: Lessons from PayPal, 16 UC Davis Bus. L.J. 261 (2016).





February 21, 2017 | Permalink | Comments (0)