Thursday, June 1, 2017
The Florida Judicial Ethics Advisory Committee opines
Opinion Number: 2017-10
Date of Issue: May 16, 2017
May a judge attend a private organization’s seminar, that is neither court nor bar association sponsored, regarding diversity and racial equality at the judge’s own expense?
The inquiring judge has been invited to attend a seminar that will focus on diversity and racial equality and will pay the seminar fee personally. The seminar is presented by a private organization and is not sponsored by any court or bar association. Because the JEAC members saw no ethical issues presented by attending such a seminar, we inquired further of the judge. The inquiring judge wanted to ensure that attendance at this seminar would not be viewed as the judge being partial.
As we recently noted, diversity training is mandatory for judges, and participation in programs is typically permitted and encouraged. Fla. JEAC Op. 17-04; see also Fla. JEAC Op. 03-01 (stating that judge may serve in leadership role on nonpartisan board to improve community race relations); Fla. JEAC Op. 93-22 (stating that a judge may participate in group project called “Help Stamp Out Hate” that was intended to promote positive intergroup relations, greater intergroup understandings, and included a cross section of religions, races, and ethnicities). The inquiring judge is aware of Canon 3B(2), which requires judges to be faithful to the law, and Canon 3B(5), which requires judges to perform judicial duties without bias or prejudice and prohibits manifesting favorable or unfavorable racial, ethnic, religious, or other bias or prejudice by words or conduct. Because the JEAC does not evaluate seminars or speakers, each judge must determine whether the seminar he or she wishes to attend is appropriate.
Wednesday, May 31, 2017
The South Carolina Supreme Court has suspended a magistrate for 45 days
On February 9, 2016, respondent attended a meeting of the Newberry Cotillion Club. At the conclusion of the meeting, respondent and another attendee engaged in a verbal disagreement that escalated into a physical altercation. Both respondent and the other attendee suffered minor injuries during the altercation...
We find respondent's misconduct warrants a forty-five (45) day suspension from judicial duties. We therefore accept the Agreement and suspend respondent from office for forty-five (45) days.
The State noted
The two-page opinion gave few details of the fracas, in which bystanders had to pry Johnson off a man he was apparently getting the best of in what was apparently a wild, anything-goes fight.
But The State newspaper obtained a police incident report of the Feb. 9, 2016, matter from the Newberry police department.
The report, written by an officer who interviewed witnesses, including the man whom Johnson struck, said Johnson and another man first exchanged heated words.
“While he was being assaulted, he grabbed Mr. Johnson by his (crotch) in hopes that it would get him off of him” but Johnson “kept attacking him,” the police report said. Meanwhile, other men were trying to pull Johnson off the man.
The sanction was imposed by consent. (Mike Frisch)
Friday, May 26, 2017
The Vermont Supreme Court has publicly reprimanded a former judge
This matter was initiated based on media reports of allegations that former assistant judge Paul Kane may have engaged in improper conduct regarding the assets of his uncle’s wife, Katherine “Kay” Tolaro. On February 22, 2016, the Board initiated an investigation into these allegations. On February 25, 2016, Mr. Kane agreed to step down from his position during the pendency of the investigation. After the Board’s initial inquiry pursuant to the Rules of Supreme Court for Disciplinary Control of Judges (hereinafter R.S.C.D.C.J.) 7(1), Attorney Ian P. Carleton was appointed to serve as Special Counsel to investigate the matter further. Attorney Carleton filed a formal complaint on June 27, 2016, alleging that Mr. Kane violated several Canons of the Vermont Code of Judicial Conduct. Mr. Kane retained Attorney Melvin Fink as his counsel and filed his answer on July 26, 2016. The Board held an evidentiary hearing on March 20-22, 2017.
Mr. Kane’s treatment of the loan repayments as his own, his lack of forthrightness with the estate administrators, his intentional misleading of attorneys Moore and French, and his hiding and withholding of the $10,000 all demonstrate that Mr. Kane failed to observe high standards of conduct such that his actions diminished the integrity of the Judiciary. Further, his intentionally misleading testimony at the November 5, 2015 hearing demonstrated a failure to act in such a way to promote public confidence in the integrity of the Judiciary. In fact, his continued failure to inform the court that he had given intentionally misleading testimony demonstrates a continuing failure to observe the high standards of personal conduct and a continuing failure to act in a way that promotes public confidence in the integrity of the Judiciary. Taken as a whole, Mr. Kane’s treatment of these loans during the time in which he was a candidate for, and holder of, the office of assistant judge demeaned the judicial office.
It was established by clear and convincing evidence that Mr. Kane intentionally filed a facially implausible claim. The circumstances demonstrate Mr. Kane’s conduct was intentional for several reasons. First, he claimed that he was providing services to Ms. Tolaro 159 hours out of 169 hours in a week, for 135 weeks, despite the fact that he had a full-time job and had previously indicated in emails that only Mrs. Kane was providing care for Ms. Tolaro. Second, even if the 159 hours was an accurate weekly estimate, the claim still attempted to double-charge the estate for his alleged services rendered by also claiming he was owed for management services provided five hours per week for 104 weeks. Third, the claim included a request to be reimbursed $31,827.51, which he had already received from the Jackson annuity. Fourth, the claim included the 159 hours of care for both himself and his wife, even though his wife was deceased and her estate was closed. Mr. Kane reviewed these figures and still signed the statement of claim.
Even if the Board where to find that these errors were mistakes, which the Board does not so find, it is undisputed that most of these errors have not been brought to the attention of the Probate and Civil Court, even though he filed an amended claim, and despite the fact that it has been months since Mr. Kane became aware of these errors...
It was established by clear and convincing evidence that Mr. Kane failed to protect Ms. Tolaro’s assets in the Jackson and Great American annuities during the time he was subject to the Code. It is not the Board’s responsibility to determine the propriety of Mr. Kane using his POA to take out the annuities and list himself as the beneficiary; that conduct occurred before he became subject to the Code. However, to the extent that Mr. Kane believed the proceeds of the annuities belonged to Ms. Tolaro’s estate, as he testified to the Board, he was obligated to provide the proceeds to the estate. Instead, he kept the Jackson annuity proceeds in his personal checking account between July and October 2014, when he was subject to the Code.
Special Counsel seeks sanctions to the fullest extent of the Board’s authority. He asserts that this can include an immediate suspension, a public reprimand, and the barring of Mr. Kane from serving as a judge for life. Mr. Kane contends that his resignation and a public reprimand briefly stating the violations of the Canons is sufficient...
In the Board’s unanimous judgment, the appropriate sanction for Paul Kane’s violation of Canons 1, 2A, 4A(2), and 5B(2) is the immediate and indefinite suspension from judicial office, a public reprimand, and a prohibition on his ever holding judicial office in Vermont. Although Mr. Kane and Attorney Fink represented that he has submitted his resignation to several officials, they did not provide the Board with proof that Mr. Kane had actually resigned. Therefore, an immediate suspension is appropriate. Moreover, because a formal complaint was filed, a public reprimand is required.
Brattleboro Reformer reported that he resigned his judicial office.
In his resignation letter emailed to the media, Kane noted that following Tolaro's death he was "attacked in the news with words such as stole/siphoned and bilked. These were all in reference to my handling of the affairs. ... Too much misinformation has been printed with seemingly no remorse. I am not going to argue my probate case nor my alleged ethical misconduct in the newspaper, but I will state that money from the Estate is intact and though I do not believe I breached any Ethical Canon, I will be stepping down from my elected position with great sadness. Though I was naive to some fiduciary responsibilities and did not fully understand and carry out all (Power of Attorney) statutes, I find it hard to believe that the press can print anything they want without repercussion."
Kane also wrote that his integrity, honesty and reputation have been challenged due to the perception that he had done something wrong in the handling of the Tolaro estate.
"I am beat emotionally/physically and financially. I do not think I have fight left in me. Therefore I am stepping down from my position of Assistant Judge to stem any further judicial dishonor that may be perceived," he wrote. "I do this with great sadness but without shame or guilt."
Seven Days (Vermont's Independent Voice) covered the probate case. (Mike Frisch)
Saturday, May 20, 2017
The New York State Commission on Judicial Conduct has determined that J. Marshall Ayres, a Justice of the Conklin Town Court, Broome County, should be removed for lending the prestige of his judicial office to get his daughter’s traffic ticket dismissed and for trying to influence a County Court Judge to uphold restitution orders he had issued in a separate, unrelated case.
In 2015, after learning that his adult daughter had been issued a traffic ticket for using a cell phone while driving, Judge Ayres made two back-channel attempts to have the case transferred to a different judge because he believed the assigned judge could not handle the case fairly. When those attempts failed, Judge Ayres, who is not an attorney, attended a pre-trial conference with his daughter and acted as her advocate, attempted to intimidate the prosecutor and invoked his judicial position while arguing that the ticket should be dismissed.
In its determination, the Commission stated that Judge Ayres violated ethical standards when he intervened in his daughter’s case and that "viewed in their totality," the judge’s actions, "coupled with [his] continuing insistence that his actions were appropriate, ‘demonstrate an unacceptable degree of insensitivity tothe demands of judicial ethics.’" The Commission was not persuaded by the judge’s repeated insistence that he was "acting as a parent" and not as a judge.
The Commission also found that, in a case unrelated to his daughter, Judge Ayres sent eight unauthorized letters – five of which were ex parte – to the County Court Judge who was handling the appeal of restitution orders Judge Ayres had issued. The Commission stated that Judge Ayres’ conduct was "highly improper" and that he "abandoned his role as a neutral arbiter and became an advocate, repeatedly telling the court that the appeal lacked ‘merit’ and should be dismissed and advancing factual and legal arguments in support of his claims while making biased, discourteous and undignified statements about the defendant and his attorney."
In determining that Judge Ayres should be removed from office, the Commission stated that even at the oral argument, Judge Ayres "still lack[ed] an understanding of why his conduct was improper." The Commission noted that the judge’s "failure to recognize the impropriety of his actions and to modify his behavior when ethical concerns were brought to his attention exacerbates the underlying misconduct." The Commission concluded that "in our view, [Judge Ayres’] multiple efforts to influence the disposition of his daughter’s ticket, coupled with the additional misconduct and the aggravating factors presented here, demonstrate that he is ‘not fit for judicial office.’"
The purported concern over fairness had to do with litigation brought by the judge's former court clerk, who was the spouse of the judge assigned to the cell phone case.
This action was commenced by plaintiff, a former court clerk of the Town Court of Conklin, seeking damages for violations of Civil Service Law § 75-b (The Whistleblower Statute), slander and libel, mental and emotional trauma, anguish and humiliation, as well as punitive damages resulting from her termination.
By way of this motion, defendants have collectively moved for dismissal of this action on the grounds of documentary evidence (CPLR § 3211 [a] ), violation of the applicable statute of limitations (CPLR § 3211 [a]), failure to state a cause of action (CPLR § 3211 [a] ), lack of personal jurisdiction (CPLR § 3211 [a]), failure to state any culpable conduct by the Town of Conklin, that the statements alleged are not defamatory, and that defendants are protected by an absolute and/or qualified privilege...
In January 2007, plaintiff was hired as court clerk for the Conklin Town Court by then Town Justice, J. Michael Bishop. On January 1, 2009, Justice J. Marshall Ayres took office as Justice for the Conklin Town Court and plaintiff remained as Court Clerk.
Suffice it to say that disagreements arose between plaintiff and Justice Ayres regarding his handling of court cases the details of which are not pertinent to the issues before this court. Plaintiff states that she reported Justice Ayres to the Town Supervisor, as well as the Office of Court Administration, both of which allegedly told her to deal directly with Justice Ayres.
On September 24th, 2009, plaintiff alleges that she was talking with the Town Supervisor when Justice Ayres approached her and informed her that she was fired.
The dismissal of the case was affirmed. (Mike Frisch)
Thursday, May 18, 2017
From Scene & Heard (hat tip Ohio Supreme Court web page)
ProgressOhio filed a formal ethics complaint over Ohio Supreme Court Justice Sharon Kennedy's recent pro-life messaging, joining newspaper editorial boards around the state in urging her to recuse herself from an upcoming abortion clinic case.
The crux of the matter is a March 17 fundraising event for Greater Toledo Right to Life. Kennedy spoke at the event and helped generate revenue for the organization. Greater Toledo Right to Life has historically used part of its budget to lobby the Statehouse to legislate abortion restrictions and, ultimately, to shut down abortion clinics. Kennedy, based on past campaign literature, is opposed to abortion practices.
Days prior to the event, Capital Care Network of Toledo landed in the cross-hairs of the Ohio Supreme Court.
At issue is the constitutionality of an Ohio law that mandates transfer agreements between private hospitals and abortion clinics. A Lucas County judge and a state appeals court ruled that the law is unconstitutional. (Capital Care Network of Toledo has a transfer agreement with a hospital at the University of Michigan, but not with a private hospital in Ohio.) The case was kicked up to the Ohio Supreme Court, which on March 15 agreed to hear it.
"Justice Kennedy had the option of cancelling her speech to Right to Life – or
recusing herself from hearing the case," ProgressOhio staffers write in the group's ethics complaint. (Greater Toledo Right to Life played a supportive role in the transfer agreement legislation.) To date, she has not recused herself.
Kennedy responded: “For the past 6 years, I have appeared at numerous civic organizations to speak about the founding of this republic, the Constitution, and the separation of powers. In December 2016, an individual who had heard me speak at two previous events invited me to speak to a civic organization he was affiliated with for breakfast. I treated that request in the same manner as I would treat any request.”
Tuesday, May 9, 2017
The North Carolina Supreme Court has censured a judge for drunk driving and a belligerent attitude
On 25 April 2016, the Commission Counsel filed a Statement of Charges against Respondent alleging that he had
engaged in conduct inappropriate to his judicial office when, on December 16, 2015, he drove his vehicle recklessly and while substantially impaired, putting at risk his own life and the lives of others [and that] Respondent’s belligerent, offensive, and denigrating behavior towards the responding law enforcement officers and emergency personnel was outrageous and unbecoming of a judicial officer, bringing into question whether it is appropriate for the Respondent to continue to serve as an Emergency Judge...
Respondent filed an answer in which he admitted the factual allegations in the Statement of Charges and expressed remorse “for this uncharacteristic lapse in judgment.” On 2 August 2016, Respondent and Commission Counsel filed a number of joint evidentiary, factual, and disciplinary stipulations as permitted by Commission Rule 22 that tended to support a decision to censure Respondent. Also, Respondent “voluntarily resigned his commission as an Emergency Judge, and agree[d] not to seek another commission in the future.” On 12 August 2016, the Commission heard this matter.
The sanction implicated both the driving and the attitude
The clear, cogent and convincing evidence supporting the Commission’s findings of fact show[s] that Respondent engaged in belligerent, offensive and denigrating behavior towards local law enforcement and emergency personnel as they executed their official duties and attempted to assist Respondent during the incident underlying these proceedings.
After careful review, this Court concludes that the Commission’s findings of fact, including the dispositional determinations set out above, are supported by clear, cogent, and convincing evidence in the record. In addition, we conclude that the Commission’s findings of fact support its conclusions of law. As a result, we accept the Commission’s findings and conclusions and adopt them as our own. Based upon those findings and conclusions and the recommendation of the Commission, we conclude and adjudge that Respondent should be censured.
The News & Observer reported on the matter.
LaBarre, 71, was on the bench in Durham, either as a District Court Judge or Superior Court Judge, from the late 1970s until 2002. After that, he served as an emergency judge who was called back to the bench on occasion.
Thursday, May 4, 2017
The Florida Supreme Court sanctioned a judge for a misrepresentation in a campaign ad
[Then-attorney Shepard’s] selective editing of the [Orlando Sentinel’s] 1994 endorsement, in context, was much more than a matter of inexact punctuation, or a mistake. . . . [Then-attorney] Shepard believed Mr. Katz to be unworthy of judicial office, and that any action she undertook to defeat him was justified. In doing so, she knowingly misled the public by campaign literature which implied that she was endorsed by the Orlando Sentinel, when this was untrue.
Judge Shepard asserts that Canon 7A(3)(e)(ii) is unconstitutional as applied to her judicial campaign advertisement. Specifically, Judge Shepard claims that she cannot be punished for distributing four true statements regarding her reputation for character and integrity and correctly attributing those statements to the Orlando Sentinel. But the so-called “four true facts” were distorted and misrepresented because they were taken out of context. Judge Shepard violated Canon 7A(3)(e)(ii)’s “other fact” clause by “knowingly misrepresent[ing] facts” surrounding the Orlando Sentinel’s 1994 endorsement in her judicial campaign advertisement. In re Judge Kimberly Michele Shepard, No. 14-488, at 22 (Fla. Jud. Qual. Comm’n June 9, 2016). Then-attorney Shepard “knowingly,” id. at 19, and “deliberate[ly],” id. at 13, deleted from the advertisement “the intervening sentence . . . of the paragraph of the [Orlando Sentinel’s 1994] endorsement . . . without any indication,” id. at 9. That sentence stated: “She has legislated effectively.” Id. at 5 (emphasis omitted). The advertisement thus falsely purported to quote language from the endorsement verbatim when, in fact, it “was substantially edited to delete all reference to [then-attorney] Shepard’s legislative service.” Id. at 9. The record on review further demonstrates that then-attorney Shepard knew how to use, and used, an ellipsis to indicate an omission within a quotation on the opposite side of the same advertisement. Additionally, the 1994 date of the Orlando Sentinel endorsement and the end sentence of the paragraph of the endorsement relating to her legislative service were omitted from the advertisement. As explained by the Hearing Panel, “The Judge’s selective editing of the [Orlando Sentinel’s] 1994 endorsement, in context, was much more than a matter of inexact punctuation, or a mistake. . . . [Then-attorney] Shepard believed Mr. Katz to be unworthy of judicial office, and that any action she undertook to defeat him was justified.” Id. at 15. The First Amendment does not protect such knowing misrepresentations of fact by candidates for judicial office.
The court rejected a host of due process contentions
We conclude that clear and convincing evidence supports the Hearing Panel’s finding that Judge Shepard violated Canon 7A(3)(e)(ii). At the final hearing, the Hearing Panel received and accepted into evidence the judicial campaign advertisement at issue and the Orlando Sentinel’s 1994 endorsement. Then-attorney Shepard’s advertisement purports to quote language from the Orlando Sentinel’s 1994 endorsement verbatim. It does not. The intervening sentence of the paragraph of the 1994 endorsement relating to her legislative service was deleted from the advertisement without any indication. Additionally, the 1994 date of the Orlando Sentinel endorsement and the end sentence of the paragraph of the endorsement relating to her legislative service were omitted from the advertisement...
Judge Shepard disclaimed any intent to deceive or mislead. However, after considering the evidence and the testimony of the witnesses, the Hearing Panel found that then-attorney Shepard knowingly misrepresented facts surrounding her 1994 endorsement in her advertisement. The Hearing Panel specifically found that then-attorney Shepard knowingly and deliberately deleted from the advertisement the intervening sentence of the paragraph of the 1994 endorsement relating to her legislative service without any indication and that she omitted from the advertisement the 1994 date of the Orlando Sentinel endorsement. Then-attorney Shepard also omitted from the advertisement the end sentence of the paragraph of the 1994 endorsement relating to her legislative service. As explained by the Hearing Panel, then-attorney Shepard’s selective editing of the 1994 endorsement, in context, was much more than a matter of inexact punctuation, or a mistake. The Hearing Panel concluded that then-attorney Shepard believed her opponent to be unworthy of judicial office and that any action she undertook to defeat him was justified. A review of the record thus demonstrates that clear and convincing evidence supports the Hearing Panel’s finding that Judge Shepard violated Canon 7A(3)(e)(ii).
Judge Kimberly Michele Shepard is hereby suspended without pay for ninety days from her duties as a judge of the Ninth Judicial Circuit. We order Judge Shepard to pay investigative costs and the costs of these proceedings, and we remand this case to the JQC for a determination of the amount of such costs. We also command Judge Shepard to appear before this Court for the administration of a public reprimand at a time to be set by the Clerk of this Court.
The Orlando Sentinel reported on the hearing.
Shepard's presentation to the panel sometimes seemed to veer off track. In openings, she compared her plight to the 1991 movie "Defending your Life," an Albert Brooks film in which the main characters goes to "Judgment City" after he dies.
And in closings, Shepard used a visual aid of the viral dress that polarized people over its color scheme in an online image — was it blue and black or gold and blue? — to show her case was all about perception.
"Having your integrity attacked because you quoted a source who said you had integrity is no small matter," she said, calling the experience "painful."
In the 2014 election, Shepard defeated opponent Norberto Katz, a child-support hearing officer, with 60 percent of the vote. She is serving a six-year-term on the bench with an annual salary of more than $146,000.
Monday, May 1, 2017
The Indiana Supreme Court accepted a judge's resignation with a reprimand
Respondent is not a lawyer. At about 5:30 p.m. on August 16, 2016, he went to the Dunkirk Police Department for a meeting with City of Dunkirk Mayor Gene Ritter (“Mayor”) and Dunkirk Chief of Police Dane Mumbower (“Chief Mumbower”) to discuss several issues of conflict between the police department and the city court. Early in the meeting, Respondent began having a heated verbal exchange with Chief Mumbower, who started to leave the meeting. The heated exchange continued, and Respondent shoved Chief Mumbower in the midsection. The Mayor calmed both men down and asked Chief Mumbower to stay to discuss the matters of concern that had prompted the meeting, and the meeting continued until about 7:38 p.m.
The Jay County Sheriff’s Office investigated the incident a few days later. Then on September 29, 2016, Respondent was charged in Jay Superior Court with Battery Against a Public Safety Official as a Level 6 felony in case number 38D01-1609-F6-000165. Respondent pleaded guilty to the charge under a plea agreement providing for the conviction to be treated as a misdemeanor at sentencing. At sentencing, the trial court entered judgment of conviction against Respondent for Battery Against a Public Safety Official as a misdemeanor and sentenced him to 365 days in the Jay County Jail, all suspended to one year of probation, with 100 hours of community service to the U.S. Department of Veterans Affairs as a condition of probation.
Respondent and the Commission agree that, by being convicted for Battery Against a Public Safety Official, Respondent violated Code of Judicial Conduct Rule 1.1 requiring judges to comply with the law, and Rule 1.2 requiring judges to avoid impropriety and to act at all times in a manner that promotes public confidence in the integrity of the judiciary.
The parties cite no facts in aggravation. In mitigation, they agree that Respondent self reported his misconduct; that he cooperated with the Commission during its investigation; that he actively sought and has continued treatment to address some of the underlying issues that resulted in his misconduct and continues to work with his counselor; and that he is remorseful for his conduct. They also agree that under the circumstances, the appropriate sanction is a public reprimand on the condition that Respondent will tender his resignation as the Dunkirk City Court judge effective April 28, 2017, that he shall not be eligible for future judicial service, and that he pays the costs of this proceeding. The Court agrees with the parties.
Friday, April 28, 2017
From the Florida Judicial Ethics Advisory Committee
May a judge submit a letter to a municipality supporting the dedication of a little league baseball field in the name of the judge’s deceased former bailiff?
The judge’s former bailiff recently passed away. During his life, he was very active in little league baseball. The former bailiff’s family is petitioning the city to dedicate one of its little league baseball fields in his name. The City Council has suggested the family provide letters of support from the community, and the inquiring judge has been asked to write a letter supporting dedication of the ball field. The inquiring judge has certified that there is no solicitation of monetary contributions or other donations associated with the request to the city and that the judge’s letter will not be used for any of those purposes.
The type of letter involved in this inquiry is more akin to those letters that are allowed by the Code and by the JEAC opinions referred to above. This letter will contain the judge’s recommendation, based solely upon the judge’s personal knowledge of the deceased bailiff. This letter will not be sent in a matter where there is an adjudicatory or investigative proceeding. At most, the letter may be considered to be tangentially related or appealing to a government body which will decide to bestow an honorary title (a privilege) in memory of a deceased person. However, this is not the type of “privilege” contemplated by either the Code or the JEAC opinions. The prohibited type of privileges are those which will benefit a living individual or ongoing business interest who may be seeking to be granted a benefit or license the likes of which, if awarded, would bestow on petitioner a legal right. See, e.g., JEAC Op. 13-08. The decision in the subject matter for which the letter is to be used, rests solely upon the discretion of the city council and would not bestow any rights or privileges of that sort.
In conclusion, this Committee finds that the inquiring judge may write a letter to the city council based upon the judge’s personal knowledge.
Friday, April 21, 2017
The South Carolina Advisory Committee on Standards of Judicial Conduct opines
FACTS A full-time magistrate is married to the executive director of a non-profit organization. The spouse is holding a fund-raiser and has asked the judge to participate as a volunteer in the dunk tank. The advertising materials for the fund-raiser would not reference the judge’s status as a magistrate, but instead, would have “dunk the spouse of the director” language. The judge would not be required to solicit any funds for the organization.
CONCLUSION A full-time magistrate judge may participate as a volunteer in a dunk tank for a non-profit organization run by the judge’s spouse in these circumstances.
We have previously found that a full-time judge could participate as a dancer in a fundraiser for a religious organization, where the judge would not personally solicit funds and the judge’s title would not be used in promotional materials. See, Op. No. 11-2013. The factual situation presented here is similar to that of Opinion No. 11-2013. Thus, as long as the magistrate complies with the Canon prohibiting personal solicitation of funds, and does not use the prestige of judicial office in the advertising of the fund-raiser, the judge may participate in the fund-raiser as a volunteer in the dunk tank.
Tuesday, April 18, 2017
Dan Trevas has a summary of a case decided today by the Ohio Supreme Court
If a criminal defendant gets a harsher sentence than one offered in a plea bargain, any allegation that the judge imposed the sentence as a “trial tax” must be supported with evidence that clearly and convincingly demonstrates the judge acted vindictively, the Ohio Supreme Court ruled today.
A Supreme Court majority found Malik Rahab failed to prove a Hamilton County Common Pleas Court judge’s six-year sentence for burglary was based on vindictiveness after Rahab informed the judge he was rejecting a three-year sentence offered by prosecutors. The judge told Rahab he would most likely receive a longer sentence if he lost at trial.
In the Court’s lead opinion, Justice R. Patrick DeWine wrote that any claim that a judge is acting vindictively must be based on the entire record of the trial court proceeding. The Court ruled Rahab’s sentence was based on the facts of the case and his criminal past, not on vindictiveness on part of the trial judge.
Justice DeWine also noted Ohio will not adopt a presumption that a judge is acting vindictively when a defendant rejects a plea bargain and receives a harsher sentence when convicted.
In a partial dissenting opinion, Fourth District Court of Appeals Judge Maria M. Hoover, sitting on the Court by assignment, agreed with the majority’s position about how to evaluate a vindictiveness claim. But she concluded the judge threatened Rahab to forgo his right to a trial or suffer a longer sentence.
Rahab, Judge Discuss Impact of Plea Rejection
Rahab was charged with the 2014 burglary of the home of Christina Hewitt. Hewitt noticed her living room window was open and her purse was missing. A fingerprint from the window implicated Rahab. At a pretrial hearing, Hamilton County prosecutors informed the trial judge that Rahab was offered, and rejected, their recommendation of a three-year sentence.
The trial judge asked Rahab if he understood the potential sentence for the crime was a prison term ranging from two to eight years. The judge also informed Rahab that the court does “not look highly on cases where people don’t take responsibility and accept that they did something wrong if they’re found guilty.” The judge added that a conviction would most likely result in more time than the plea offer.
Hewitt testified at Rahab’s trial, and he was convicted. At a sentencing hearing, Rahab claimed he wanted to admit to the crime all along, but his attorney made him go to trial. When asked by the judge why he did not accept the plea, he replied he thought his crime did not justify a three-year prison term. The judge responded that Rahab’s logic was confusing because he refused to take the plea even as he admitted to the crime and after he was informed that he could be sentenced to eight years.
The judge then said to Rahab: “So I don’t know what you talked about with your attorney, but—too late. You went to trial. You gambled, you lost. You had no defense. And you even admit that you did it, and yet you put this woman through this trial again.”
Rahab apologized to the judge, and his brother addressed the court detailing Rahab’s difficult childhood. His brother asked the court not to sentence Rahab to eight years for one bad decision.
In delivering the six-year sentence, the judge told Rahab: “Well, guess what, you lost your gambling. You did this. You had no defense, and you wouldn’t take responsibility. You wanted to go to trial. All right, big winner you are.”
Rahab Claims Vindictiveness
Rahab appealed his sentence to the First District Court of Appeals, arguing the judge increased his sentence for exercising his constitutional right to a jury trial, and that the judge’s comments support the inference that the judge was acting vindictively when determining the time in prison. The First District affirmed the conviction and Rahab appealed to the Supreme Court, which agreed to hear the case.
Citing the Ohio Supreme Court’s 1989 State v. O’Dell decision, the opinion explained that a sentence vindictively imposed because a defendant sought a jury trial is invalid, but defendants are faced with the difficult task of proving vindictiveness. Rahab sought to reduce the burden by asking the Court to adopt a standard that would infer vindictiveness based on the trial court’s statements, the ruling explained. A judge would then have to make an “unequivocal statement” that the decision to go to trial was not considered as part of the sentence to demonstrate the lengthier sentence was not prompted by vindictiveness.
The opinion noted that the concept of a presumption of vindictiveness stems from the 1969 U.S. Supreme Court decision in North Carolina v. Pearce in which the defendant successfully appealed a conviction, then when retried and convicted again, the same trial judge gave the defendant a more severe sentence for the exact same conviction as the first one. Justice DeWine wrote that the U.S. Supreme Court has sharply limited the Pearce ruling and that subsequent development of the law has allowed judges to consider leniency for those accepting a plea bargain. He noted that a presumption of vindictiveness would apply only in those limited situations when there was a “reasonable likelihood” that the sentence was a product of actual vindictiveness.
Plea Bargains Must Be Bargains to Be Effective
The ruling noted there are legitimate reasons why a defendant who forgoes a plea bargain might get a harsher sentence, including the fact that courts can consider whether the accused accepted responsibility for the crime. The Court also explained that to be effective, a plea bargain must be a bargain, where in exchange for sparing the government the time and expense of a trial, the defendant has a reasonable expectation that the offered sentence in a plea deal would be less than what would be imposed following a trial conviction.
Because there is not a reasonable likelihood that a sentence harsher than what was offered during plea negotiations is a result of vindictiveness, no presumption applies. The defendant must prove actual vindictiveness, and Rahab did not, Justice DeWine concluded.
“The (trial) court’s intemperate statements are troubling. No court should give the appearance that it is chiding a defendant for exercising his constitutional right to a jury trial. But the statements can’t be read in isolation,” he wrote.
The Court held that the judge’s statement allowed Rahab to intelligently evaluate his options because the prosecution was suggesting a sentence near the minimum term while the judge was informing Rahab that he could face up to eight years. The opinion also noted that in the context of the sentencing hearing the judge expressed concern that Rahab did not admit or express remorse for his crime until after he was found guilty, and that Rahab subjected the victim to the trauma of a trial even though he knew he committed the crime.
Justice DeWine also wrote the trial judge had a great deal of information to consider before imposing sentence, including a report from Rahab’s drug treatment program case manager who testified Rahab had not fared well in treatment and was not complying with program rules. The judge also learned at sentencing that Rahab, who was 19 years old when convicted, had been adjudicated delinquent 22 times as a juvenile, including once for robbery.
“In short, the trial court had a great deal of information to consider before it imposed the sentence—Rahab’s lack of genuine remorse, the impact of his conduct on the victim, his poor performance in treatment, his lengthy juvenile record, and his difficult upbringing,” the opinion stated. “No doubt it would have been better had the court’s words not hinted at a frustration with Rahab’s rejection of the plea bargain. But given the record before us, we are not convinced that the court sentenced Rahab based on vindictiveness, rather than on the evidence of his prior record, insincere remorse, and the impact of his crime on the victim.”
Justice Judith L. French joined Justice DeWine’s opinion. Chief Justice Maureen O’Connor and Justices Terrence O’Donnell and Sharon L. Kennedy concurred in judgment only.
Dissent Finds Judge Acted Vindictively
Judge Hoover, who joined the Court for the case after Justice Patrick F. Fischer recused himself, wrote that she found the judge clearly and convincingly sentenced Rahab vindictively. She noted the record included several “intemperate statements” from the trial judge and that they were made to express the judge’s dissatisfaction with Rahab’s choice to go to trial.
“Of particular concern are the trial court’s remarks made prior to trial. At that time, the trial court had not yet had the benefit of hearing evidence, nor did it know of Rahab’s prior criminal history or apparent lack of remorse; yet it had already determined that Rahab would receive a harsher sentence if he rejected the state’s offer and exercised his right to a jury trial,” she wrote.
Judge Hoover disagreed with the lead opinion that the trial judge was attempting to ensure Rahab understood his options, and interpreted the remarks as a threat to Rahab for not taking a plea.
“The majority’s conclusion that the trial court did not act vindictively in this case creates a nearly impenetrable barrier to proving actual vindictiveness. If the trial court’s actions in this case do not amount to vindictiveness, then what behavior would satisfy that burden?” she wrote.
Judge Hoover wrote the decision may have a chilling effect on criminal defendants’ willingness to exercise their constitutional rights to a jury trial.
Justice William M. O’Neill joined Judge Hoover’s opinion.
Monday, April 17, 2017
A staff report from the web page of the Ohio State Bar
The Ohio Board of Professional Conduct today issued advisory opinions on lawyer advertising and the representation of clients by a former magistrate. The opinions update and replace opinions previously issued by the Board under the former Code of Professional Responsibility and the former Code of Judicial Conduct.
In Advisory Opinion 2017-3, the Board provides guidance for lawyers who desire to use unsolicited emails as a form of advertising to attract new clients.
As a general rule, lawyers are not permitted to solicit clients through in-person contact, real-time electronic contact, or by live telephone. However, other forms of non-direct solicitation by lawyers are permissible. The Board advises that email is a form of an indirect communication that may be utilized by lawyers seeking new clients. When using email as a form of advertisement, the lawyer must abide by other conduct rules including avoiding misleading communications, not engaging in unwanted communications or harassment, and adding a disclaimer that the email is an “Advertisement Only.” The opinion also advises that a lawyer may use third-party services to send the emails, as long as the lawyer maintains responsibility for the actions of the service and the content of the emails. The opinion updates and withdraws former Adv.Op 2004-1.
In Advisory Opinion 2017-04, the Board considered the ability of a former magistrate, now practicing law, to represent a domestic relations client, post-decree, in a matter originally heard by the magistrate.
The Board advises that a former magistrate may not represent the client, unless all parties give informed consent, in writing, to the representation. If the former magistrate is not permitted to represent the client, no lawyer in the former magistrate’s firm may represent the client unless the former magistrate is timely and properly screened by the firm, receives no part of the fee, and written notice is provided to the parties and the court.
The Board also advises that under the Ohio Ethics Law, the former magistrate is prohibited for 12 months from representing a client in any matter the former magistrate personally participated before leaving public office. The opinion updates and withdraws former Adv. Op. 2005-5.
Thursday, April 13, 2017
The South Carolina Advisory Committee on Standards of Judicial Conduct blesses a magistrate's 911 service
A full-time magistrate is also a certified paramedic. For many years, the judge has worked part-time as a paramedic in a 911 setting in a county different than the one in which the judge presides. However, the judge plans to retire from the 911 service and instead work part time for a non-emergency service that would provide services to several counties, including the one in which the judge presides as magistrate. The job would entail transporting patients from hospital to hospital, home to doctor’s facilities, etc. These would be non-emergency patients who cannot utilize traditional means of transportation. Further, from time to time, the judge may be requested to cover a public event as first aid personnel. The judge does not believe that there will be any situations in which he would come into contact with law enforcement at said events. Furthermore, the events would fall under the jurisdiction of the municipal court, rather than the magistrate court. The judge inquires as to whether he may accept such part-time employment.
Good to go
We have addressed employment by full-time magistrate in previous opinions (See, e.g., 13-2005, 9-2014). The Code of Judicial Conduct does not prohibit part-time employment by a full-time magistrate. Canon 4D(3) permits a judge to serve as employee of a business entity “if that service does not conflict with the judge’s judicial duties[.]” Rule 501, SCACR. The commentary to that Canon states that a judge’s participation may be prohibited if “participation requires significant time away from judicial duties.” In addition, all of judge’s extra-judicial conduct must avoid activities that cast reasonable doubt on the judge’s ability to act impartially and the judge must avoid the appearance of impropriety. Canon 4; Canon 2.
Here, it does not appear that the accepting part-time employment with a non-emergency medical transport service would conflict with the Canons. However, the judge should regularly re-examine the judge’s activities with regards to employment to determine if it is proper to continue such affiliation.
Tuesday, April 11, 2017
The Delaware Superior Court denied a criminal defendant's motion to dismiss on double jeopardy grounds here the trial judge had recused himself
Ms. Marvel moves for dismissal of the charges brought against her. On October 27, 2015, Ms. Marvel was arrested, and after she waived her right to a trial by jury, her case was scheduled for a bench trial. Within a week of when Ms. Marvel’s trial was to begin, an investigator from the Department of Justice contacted Ms. Marvel’s mother. The investigator asked Ms. Marvel’s mother whether she had worked for the courts and if she had ever worked for the trial judge. The Department of Justice conducted its investigation of Ms. Marvel’s mother without the knowledge of defense counsel.
The trial judge conducted an office conference on February 21, 2017, the day before the start of trial. During the course of that conference, the State informed the trial judge and defense counsel that
about a year and a half ago, November of 2015, when I started trying this case, I met with [defense counsel]. He did mention . . . your Honor had perhaps worked with the defendant’s mother in the past and your Honor had specifically requested as a favor that [defense counsel] take this case. We did contact the defendant’s mother and she indicated that she had worked in Chambers but not with your Honor directly.
When the State made this information known, both the trial judge and defense counsel indicated that they had no recollection of these circumstances. Defense counsel reiterated in his reply brief that he had no knowledge of such a conversation nor did he have knowledge of the trial judge asking him to take the case as the Office of Defense Services appointed him to represent Ms. Marvel. After learning that the Court did not have a concern about a potential conflict of interest, the State consented to a bench trial. Ms. Marvel’s defense counsel informed the Court that he did not see a conflict. After discussing the evidence that both parties intended to present during the trial, the trial judge consented to a bench trial.
The State called five witnesses at the trial. The judge then sent this email
[i]t has come to his attention that the defendant in this case is [a friend’s] daughter. I think this presents a problem with my going forward to the case. Moreover, I do not believe that the problem can disappear simply by having counsel ‘agree that we are satisfied that the Court will be completely impartial’ or any such thing. I am open to hearing any input anyone has on the subject. . . . Since counsel for the defendant first requested a bench trial, I’m a little surprised that this fact wasn’t made known to me before we started. Possibly it wasn’t known by him either. In any event, I certainly do not look at this as a fault of either the State or the Court. Hence, no issue of double jeopardy would come into play.
But after a teleconference, the judge concluded
[b]ecause of the belated understanding of the Court that Defendant Marvel is the daughter of a long time friend of the bench trial Judge, who is, in essence, the entire jury in this case, the continuation of the trial (presently approximately one-half completed) cannot go forward to verdict. To state the obvious, this is the equivalent of all twelve jurors, after the first day of testimony, reporting to the Court that they are friends with the defendant’s mother, but had been unaware of that association until the completion of the first day of trial. Upon application of the State, without comment by the defense, and in concordance with the belief of the Court, a MISTRIAL, not the result of any impropriety on the part of the State or the Court, must be declared.
under the circumstances of this case, the Court finds that the trial judge declared a mistrial out of manifest necessity. As there was manifest necessity, double jeopardy does not bar the State from retrying the charges against Ms. Marvel. This conclusion is not altered by whether defense counsel objected to the decision or not.19 Therefore, this Court does not decide whether the defense counsel’s actions prior to the declaration of a mistrial were sufficient to constitute an objection.
The Ohio Supreme Court has entered an order directing Judge Ralph Winkler to respond to a writ of prohibition
the Court ordered respondent Hamilton County Probate Judge Ralph Winkler to file a response by 10 a.m. Thursday, April 13, 2017, to a motion seeking to prevent him from taking further action in a case regarding former Ohio attorney Stanley Chesley and former Chesley clients seeking to enforce a judgment against him.
The court ruled last year in connection with efforts to enforce the Kentucky judgment in Ohio.
The Boone County, Kentucky, Circuit Court has entered a multimillion dollar judgment against former attorney Stanley M. Chesley. Denied relief from the judgment by the Kentucky courts, Chesley has turned to the courts of Ohio to thwart collection of the judgment and relitigate the case. And Chesley has found a receptive audience in the respondent, Hamilton County Common Pleas Court Judge Robert Ruehlman. In Chesley v. Ford, Hamilton C.P. No. A1500067, Judge Ruehlman has repeatedly acted to shield Chesley and his assets from creditors, despite a patent lack of jurisdiction.
Relator, Angela M. Ford, seeks a writ of prohibition to preclude Judge Ruehlman from continuing to exercise jurisdiction over the Hamilton County case. Chesley and his former law firm, as intervenors, oppose this request on the merits and also based on a claim of mootness. We grant a peremptory writ of prohibition and order Judge Ruehlman to vacate his orders. We deny Ford’s request for a writ of mandamus.
Friday, April 7, 2017
The Kansas Supreme Court affirmed findings of judicial misconduct against a former judge.
This is an original disciplinary proceeding against Honorable Timothy H. Henderson, former District Judge of the Eighteenth Judicial District, sitting in Sedgwick County (Respondent). This is a correlate case to a 2015 proceeding against the Respondent that resulted in a 90-day suspension imposed by this court. See In re Henderson, 301 Kan. 412, 343 P.3d 518 (2015). The present case involves Judicial Code charges that he was dishonest to the tribunal in responding to the violations in the earlier case.
In 2014, a panel of the Kansas Commission on Judicial Qualifications (Commission) initiated an investigation of the Respondent under Docket No. 1197. Following an evidentiary hearing, a separate panel (Panel B) found that the Respondent had violated the Kansas Code of Judicial Conduct and recommended to this court that it discipline him by public censure. The panel specifically confirmed misconduct set out in three counts: a pattern of engaging in inappropriate, sexually themed discourse with members of the Sedgwick County District Attorney's office; exhibiting bias or prejudice against an attorney based on socio-political outlooks, as well as engaging in ex parte communications involving an impending legal action; and abusing the power of his office in communications regarding employment of his wife as a public school teacher. The facts are recited in detail in Henderson, 301 Kan. 412. After the Respondent filed no exceptions to the factual findings of the hearing panel, this court upheld those findings and imposed a 90-day suspension without pay. 301 Kan. at 427.
The court rejected his contention here that he cannot be sanctioned further since he is no longer a judge
The duty to protect the public from malfeasance by judges does not terminate the moment a judge steps down from office. A judge may not evade public responsibility and our jurisdiction based on the misconduct simply by stepping away from the bench when the misconduct is revealed. As the Alaska Supreme Court noted in Johnstone, the purpose of judicial discipline is the protection of the public...
The conduct of which the Respondent is accused, including lying to the hearing panel, took place while he was occupying a position of judicial authority. In his response to the findings of the hearing panel and even after he resigned from his office, the Respondent refused to acknowledge wrongdoing. It would be disrespectful both to the public and to the witnesses whose reputations he impugned if we were to abdicate our responsibility of judicial supervision by dismissing the complaint merely because the Respondent walked away from his responsibilities.
And it did not violate his rights to bring a fresh case
It would have been improper to include the new charges in the earlier proceeding. Because the charges arose out of the Respondent's testimony in that proceeding, the Commission could not have given him meaningful notice of the new charges.
Here, the Respondent's misconduct undermines the public's faith in the very judicial office he took a sworn oath to uphold. Because the Respondent is no longer serving as a judge, the sanctions of suspension or removal are not available.
We conclude the findings of the panel are supported by clear and convincing evidence.
IT IS THEREFORE ORDERED that this opinion shall be published in the official Kansas Reports.
Video of the oral argument linked here. (Mike Frisch)
Wednesday, April 5, 2017
A motion to disqualify a Judge of Compensation Claims was improperly denied, according to a recent decision of the Florida First District Court of Appeal
The motion to disqualify was based on a comment allegedly made by the JCC after a lengthy video teleconference (VTC) hearing that was inadvertently picked up by the VTC equipment and overheard by Petitioners’ attorney. Specifically, the motion alleged that "[f]ollowing the dismissal of counsel and the party, the [JCC] turned in his chair, and spoke to an off camera staff member, saying ‘was I nice and sweet and patient to let the attorney talk on and on and on ad nauseam’?" The JCC summarily denied the motion as legally insufficient.
We agree with the JCC that the motion was legally insufficient. The comment attributed to the JCC did not specifically single out Petitioners’ attorney as the loquacious one, and even if it had, that would not establish an objectively reasonable basis for Petitioners to fear that the JCC was biased against them. See Letterese v. Brody, 985 So. 2d 597, 599 (Fla. 4th DCA 2008) (finding motion to disqualify based on judge’s comment that he had heard the parties’ arguments "ad nauseum" to be legally insufficient and explaining that although "[a] judge must not be unduly biased against a party or prejudge a matter , after hearing the evidence and arguments, a judge must be permitted to ‘judge’").
Notwithstanding the legally insufficiency of the motion, we are compelled to grant the petition because the response voluntarily filed on behalf of the JCC by the Office of Judge of Compensation Claims (OJCC) attempted to refute the alleged partiality of the JCC by asserting—without any record support—that JCC "did not interrupt or raise his voice to counsel" and that he "allowed both sides to fully make their arguments, resulting in what would normally be a 5 to 10 minute hearing lasting over an hour." This was improper because it effectively placed the JCC in an adversarial posture with Petitioners by impermissibly suggesting that the allegations in the motion to disqualify were an incomplete account of the factual circumstances bearing on the JCC’s impartiality.
Hat tip to sunEthics. (Mike Frisch)
Thursday, March 30, 2017
The North Dakota Supreme Court suspended a judge for lack of diligence in a domestic case
Richard L. Hagar, judge of the district court for the North Central Judicial District, filed exceptions to the Judicial Conduct Commission's recommended findings that he violated provisions of the Code of Judicial Conduct by failing to diligently and promptly decide judicial matters assigned to him and by failing to work with the presiding judge. He also objects to the Commission's recommended sanction. We conclude there is clear and convincing evidence Judge Hagar violated N.D. Code Jud. Conduct Rules 2.5 and 2.7. We order that Judge Hagar be suspended from his position as district court judge for three months without pay and that he be assessed $10,118.67 for the costs and expenses of the disciplinary proceedings.
He had previously been suspended for one month without pay for similar lapses.
On January 26, 2012, eight days after our issuance of the Hagar decision, Judge Hagar began presiding over a two-day divorce trial in the case of Block v. Block, Civil Case No. 51-10-C-02045. Because the parties had agreed to the divorce and to the division of marital property, the central remaining disputed issue in the case was the primary residential responsibility for the parties' two children. During the ensuing months, the plaintiff's attorney contacted district court personnel on several occasions to check the status of the decision. After three months had passed, the attorney sent correspondence to the court again asking about the status of the decision. Judge Hagar's court reporter responded that the judge anticipated the decision would be completed by May 23, 2012. After another four months passed without receiving a decision, the attorney on September 22, 2012, sent a letter to Judge Hagar inquiring about the status of the case and the need for a determination of the primary residential responsibility for the children and the necessity of placing the property settlement on the record. After receiving no response from Judge Hagar, the attorney on November 8, 2012, sent a letter to the presiding judge of the district informing him about the problems obtaining a decision in the Block case. Judge Hagar thereafter issued a decision, and a divorce judgment was entered on November 16, 2012, almost ten months after the trial.
Judge Hagar has been a district court judge for seven years and has been censured for similar conduct in the past. Although this proceeding involves an unreasonable delay in only one case as compared to the 12 delays involved in the prior disciplinary proceeding, it occurred in close proximity to Judge Hagar's censure. The record supports the Commission's finding that "there was detriment to the plaintiff [in Block] from the delay with regard to housing of the children and receipt of property." Judge Hagar's conduct has tarnished the integrity of and respect for the judiciary as evidenced by the refusal of the plaintiff in Block to consider appealing the decision because, according to her attorney, "by that point she was so absolutely, totally disgusted with the system." Judge Hagar offered no excuse for his failure to act diligently on the Block case.
Judge Hagar has shown remorse and a willingness to modify his conduct. However, contrary to Judge Hagar's written plan for meeting docket currency standards adopted in the prior disciplinary proceeding, the record indicates he did not adequately use Odyssey reports or his court staff to remedy the situation. Judge Hagar objects to imposition of a suspension as a sanction because of the "burden" it would impose on his colleagues and the citizens of the state. He offers no alternative recommendation. Judge Hagar cannot escape discipline merely because of its effect on the judicial system and his fellow judges.
This Court's disciplinary orders are not intended to be "'empty noise.'" Disciplinary Board v. Lucas, 2010 ND 187, ¶ 18, 789 N.W.2d 73 (quoting Disciplinary Board v. Larson, 512 N.W.2d 454, 455 (N.D. 1994)). The censure issued in the previous disciplinary proceeding did not deter Judge Hagar from repeating his improper conduct.
Did not see this one coming from the Florida Judicial Ethics Advisory Committee
Opinion Number: 2017-08
Date of Issue: March 15, 2017
1. May a judge serve as a “judge” for preliminary Miss America pageant competitions?
2. As a corollary inquiry, the inquiring judge seeks a determination whether the Canons prohibit participation at a pageant competition by showcasing a talent, such as singing.
ANSWER: The Canons do not prohibit the inquiring judge from participation at a pageant competition by showcasing a talent, such as singing, subject to the Code’s requirement that the judge act “at all times in a manner that promotes public confidence in the integrity and impartiality of the judiciary.”
The inquiring judge seeks guidance as to whether the Code of Judicial Conduct would permit the inquiring judge to serve as a “judge” at preliminary Miss America pageant competitions. Miss America pageant competitions provide opportunities for young women to promote their voices in culture, politics, and the community. Miss America contestants working towards college or postgraduate degrees can earn scholarship awards to help further their education.
Miss America pageant competitions are sponsored by the Miss America Organization. According to its website, the Miss America Organization is the nation’s leading provider of scholarships for young women, awarding millions annually in cash awards and in-kind tuition waivers. The Miss America Organization is an IRC 501(c)4 non-profit organization. The Miss America Organization is comprised of fifty-two licensed organizations, including all fifty states, Washington, D.C., and Puerto Rico. The inquiring judge would potentially serve as a “judge” in connection with state and local preliminary competitions by one or more of these licensed organizations. The adjudged winner of a pageant competition is awarded a scholarship and moves on to other pageant competitions.
The Miss America Foundation, Inc. is a registered IRC 501(c)(3) organization, which is a separate stand-alone foundation that supports the educational mission of the Miss America Organization of providing scholarship assistance to women, regardless of their background circumstances.
The participation of the inquiring as a “judge” in the pageant competition will not be advertised in advance of the competition, although a biography of the inquiring judge will be included in the competition program. The biography will note that the inquiring judge is a member of the judiciary. It is anticipated the program would include photograph of the judge appearing in a family photograph.
The activities of the inquiring judge would be limited to being an actual judge at the pageant, and no fundraising activities or membership solicitation would be involved in connection with service as a “judge” of pageant competitions. An admission fee will be charged to those who attend the pageant competition, which is used to offset the costs of the venue where the pageant competition is held.
A member of the Committee dissents from the advice provided herein.
Monday, March 27, 2017
The New York Commission on Judicial Conduct has censured a Supreme Court Justice who gave three interviews in one day about a mistried murder case.
Crimesider reported on the eventual dismissal of the charges brought against a former Cornell student accused of murdering his father.
Tan was charged in February after sheriff's deputies called to the family's home in an upscale neighborhood in Pittsford, a Rochester suburb, found his father dead from multiple shotgun wounds. The elder Tan owned an imaging technology company in nearby Canandaigua.
Prosecutors said Charles Tan killed his father because he was abusive to his wife. The younger man was enrolled at Cornell University in Ithaca, New York, at the time of the slaying.
The judge's decision to dismiss the charges incensed Gargan and District Attorney Sandra Doorley. Gargan said Piampiano failed to look at the evidence presented during the trial. Doorley said her office is researching whether the decision can be appealed, she said.
During the trial, prosecutors said Charles Tan called a high school friend in early February and had him purchase a shotgun at a Wal-Mart in Cortland, near Ithaca. Authorities said Tan's mother, Qing "Jean" Tan called 911 on Feb. 9 to report that her son had shot her husband.
When deputies arrived, they discovered Jim Tan had been shot as he sat behind a desk in the second-floor office of the family home he also shared with his wife and their younger son. Charles Tan was arraigned on second-degree murder charges the next day.
The order tells the story of the judge's star turn.
...on or about October 8, 2015, at a time when he was a candidate for election to the Supreme Court, respondent gave three separate media interviews during which he made prohibited public comments about People v Charles J Tan, a pending murder case over which he was presiding in Monroe County Court.
...after [a] mistrial was declared, respondent was contacted by personnel from three media outlets: WHEC-TV, Channel 10, the NBC-affiliated television station in Rochester; WHAM-TV, Channel 13, the ABC-affiliated television station in Rochester; and the Democrat & Chronicle, a daily newspaper in Rochester. Respondent agreed to engage in one-on-one interviews about People v Tan in his chambers with reporters from each of the three media outlets.
On or about October 8, 2015, at approximately 4:00 PM, respondent met in his chambers with a reporter from WHEC-TV, Channel 10. The resulting interview was recorded and portions of it were broadcast on October 8, 2015, and subsequently available on the television station's website at http://www.whec.com.
On or about October 8, 2015, at approximately 4:30 PM, respondent met in his chambers with a reporter from WHAM-TV, Channel 13. The resulting interview was recorded and portions of it were broadcast on October 8, 2015, and subsequently available on the television station's website at http://13wham.com/.
On or about October 8, 2015, respondent met in his chambers with a reporter from the Democrat & Chronicle. The resulting interview was recorded and portions of it were posted on October 8, 2015, on the newspaper's website at http://www.democratandchronicle.com/. The audio portion of the interview was posted at the website https://soundcloud.com/democrat-and-chronicle/judge-james-piampianointerview-oct-8-2015.
And in court
On or about November 5, 2015, while presiding over a post-trial proceeding in People v Charles J Tan, during which respondent granted the defense motion for a trial order of dismissal, respondent, as set forth below, failed to be patient, dignified and courteous when he denied Monroe County Assistant District Attorney William T. Gargan's attempt to be heard and threatened to have Mr. Gargan arrested if he spoke.
MR. GARGAN: Judge, may I briefly speak?
RESPONDENT: No, you may not. If you speak I'm going to put you in handcuffs and put you in jail.
Although respondent's comments indicate that he was aware of the ethical prohibition (at one point he stated, "I'm not at liberty to discuss the prosecutor's remarks or this case in particular") and he was also aware that there would be further proceedings in the case, including a potential re-trial, he granted three one-on-one media interviews in which he proceeded to discuss the case at length. While he often responded to the reporters' questions about the Tan case with general statements about procedures and the legal system, he should have recognized that any statements he made in that context would be understood as pertaining to Tan and therefore were problematic. His statements, however, went well beyond general explanations of the law. He discussed legal issues in the case (including his denial of a request for an accomplice charge), and he provided a description of his interactions with the jury and his sense of the jury's deliberations. Especially troubling is his description of the defendant as a "sympathetic" figure. Even if viewed in the context of the reporter's question about the "possible impact" of the defendant's "supporters," his comment could convey an appearance that respondent viewed the defendant sympathetically, raising doubts about his impartiality and thus undermining public confidence in the impartial administration of justice. This is especially so since the case was still before him and since, a month later, he granted the defense motion for a trial order of dismissal. The fact that respondent made these statements in media interviews at a time when he was a candidate for election to Supreme Court raises a question as to whether his public comments were motivated by political concerns...
It was also improper for respondent, in a post-trial proceeding a month later, to threaten to have the prosecutor placed in handcuffs and put in jail when the attorney asked to speak as respondent was announcing his decision on the defense motion to dismiss. (The record indicates that respondent had previously afforded the prosecutor an opportunity to be heard on the motion.) By asking to speak, the prosecutor was simply doing his job, and even if respondent believed that the attorney was interrupting or speaking out of turn, his response was a substantial overreaction to the attorney's conduct...
In accepting the jointly recommended sanction, we note that respondent has admitted that his conduct was inconsistent with the ethical standards and has pledged to conduct himself in accordance with the Rules for the remainder of his tenure as a judge.
The commission's determination is linked here.
WHAM Rochester had a recent story on the appeal of the dismissal in the Tan case. (Mike Frisch)