Friday, October 2, 2015

Remand In Doctor Discipline Appeal

A rather unusual medical discipline matter has led to a decision by the Maryland Court of Special Appeals.

During a disciplinary proceeding against appellee Mark Geier, M.D., the Maryland Board of Physicians publicly disclosed confidential medical information concerning Dr. Geier, his wife Anne, and their son David. David Geier was the subject of a separate disciplinary proceeding at the time of the disclosures.

The Geiers responded to the disclosures by accusing the Board, its 22 members, its administrative prosecutor, and two staff members of abuse of power, invasion of privacy, and acting maliciously and vindictively. They filed suit in the Circuit Court for Montgomery County.

In discovery, the Geiers attempted to uncover why the Board publicly disclosed their confidential medical information.


Dr. Geier is a physician who advocates the theory that certain vaccines cause autism in genetically susceptible children. Dr. Geier’s son, David Geier, is not a physician, but has assisted his father in his research concerning that theory. In a case concerning the admissibility of expert testimony, the Court of Appeals has held that “Dr. Geier’s genetic susceptibility theory is no more than hypothesis and conjecture, devoid of a generally accepted methodology to support it.” Blackwell v. Wyeth, 408 Md. 575, 618 (2009).

In protracted and contentious disciplinary proceedings, the Board has established that Dr. Geier committed numerous violations of the Medical Practice Act, HO §§ 14-401 et seq., in his treatment of autistic children...The Geiers contend that the Board has acted against them out of a desire to punish them and to discredit their research.

There were two appeals at issue. The court dismissed one and remanded the other .

Judge Friedman concurred

we find that the circuit court erred by not evaluating the Board of Physicians’ claim of deliberative process privilege by weighing the Board’s, and through it the public’s, need for the confidentiality of its internal processes as expressed in documents against the Geiers’ need to obtain these documents for use in this lawsuit. Maj. Slip Op. at 34-39. In note 23, we give the circuit court some guidance about how to conduct this weighing on remand, directing it to “assess the Board’s immunity claims, because the Geiers can establish no ‘need for disclosure,’ and nondisclosure cannot affect the ‘fair administration of justice,’ if an immunity insulates the defendants from liability or from suit.” Maj. Slip Op. at 39 n.23 (internal citations omitted). I wholeheartedly agree but would go one step further.

I would also direct that the circuit court consider whether every document sought by the Geiers and whose production is sought to be prevented by the Board through a claim of deliberative process privilege, is germane to the appropriate scope of discovery. The Geiers can have no need (and thus they can offer no counterweight to the Board’s, and through it, the public’s right to confidentiality) for documents that are not relevant, or that are no longer relevant, to their lawsuit. While my brethren prefer to leave that discussion for another day, in the circumstances and given the parties’ conduct of discovery so far, I would reach it today.

It is my view that the only documents relevant to this lawsuit are those that are reasonably calculated to lead to the discovery of admissible evidence related to: (1) the Board’s decision to issue the cease and desist order on January 25, 2012; (2) the decision to reveal the Geiers’ confidential medical information in that cease and desist order; and (3) the duration of time that the cease and desist order was publicly available. The Geiers are entitled to any non-privileged documents related to those three topics and if they find evidence of malice in them they are entitled to present that evidence to a jury. But that’s it. 

(Mike Frisch)

October 2, 2015 in Comparative Professions | Permalink | Comments (0)

Tuesday, September 15, 2015

Arsenic And Old Records

The Connecticut Supreme Court held that a state agency's mental health records may not be disclosed in a matter involving treatment records of a notorious serial killer

The present case arises from the ruling of the named defendant, the Freedom of Information Commission (commission), that the defendant Ron Robillard was entitled to the disclosure of documents in the possession of the plaintiffs, the Department of Mental Health and Addiction Services...We conclude that the plaintiffs had standing to appeal the decision of the commission, and further agree with the plaintiffs that the documents at issue are exempt from disclosure under § 52-146e. Accordingly, we reverse the judgment of the trial court and remand the case to that court with direction to sustain the plaintiffs’ appeal.

Background story

The plaintiffs received a request under the act from Robillard for any records concerning a person named Amy Archer Gilligan for the period of time from 1924 through 1962. Gilligan was a patient at a facility now known as Connecticut Valley Hospital (hospital) following her conviction for second degree murder for the arsenic poisoning of a resident of her nursing home. Gilligan’s life is widely considered to be the basis for the play and movie entitled ‘‘Arsenic and Old Lace.’’ The plaintiffs provided Robillard with copies of those records pertaining to Gilligan that it deemed were disclosable under the act. Robillard was notified by the plaintiffs that other records, deemed exempt from disclosure under the act, were withheld.

At issue

In the present case, the crux of the disagreement between the commission and the plaintiffs is whether medical and dental records contained within Gilligan’s file are exempt from disclosure under § 52-146e. The commission asserts, and the trial court agreed, that these documents were not exempt from disclosure because they were not ‘‘oral and written communications and records thereof relating to diagnosis or treatment of a patient’s mental condition between the patient and a psychiatrist, or between a member of the patient’s family and a psychiatrist . . . .’’ General Statutes § 52- 146d (2). We agree that the medical and dental records are not communications directly between Gilligan and a psychiatrist or between a member of Gilligan’s family and a psychiatrist...

...our understanding of the broad veil of secrecy created by the psychiatrist-patient privilege also supports our conclusion that medical and dental records that are created by an inpatient mental health facility during the treatment of a patient are exempt from disclosure under § 52-146e. On the basis of the relevant statutory language, related statutory provisions and prior interpretations of the act, we conclude that the trial court improperly affirmed the commission’s determination that Gilligan’s medical and dental records were not exempt from disclosure under § 52-146e.

There is a concurring opinion

The majority’s resolution of this case yields the detritus of a needless collision between two competing statutory mandates. On the one hand, the legislature has adopted an evidentiary privilege to foster and protect the free flow of confidential information between a patient and her psychiatrist in a therapeutic setting. On the other hand, the legislature has endorsed a broad presumption that all records in the possession of a governmental agency are public records, unless delimited by an applicable, specific, and narrow exception. Rather than charting a path that balances and accommodates both of these statutory priorities, the majority construes one to vanquish the other and, in the process, deviates significantly from critical principles at the core of open government. In my opinion, it is unnecessary to do so.

The records at issue in this appeal and cross appeal concern Amy Archer Gilligan, a notorious serial killer who was perhaps America’s deadliest murderess. M. Phelps, The Devil’s Rooming House: The True Story of America’s Deadliest Female Serial Killer(2010). Historians and others have been focused on her case for decades. Her crimes have inspired several books, articles, plays, and even a major motion picture. Authors remain drawn to the facts and circumstances of her crimes to this day. The complainant in the present case, author Ron Robillard, seeks records from the plaintiff Department of Mental Health and Addiction Services (department) relating to Gilligan’s thirty-eight year involuntary commitment at the Connecticut State Hospital, now Connecticut Valley Hospital (hospital) following her conviction for murder in the second degree. Robillard seeks the information to shed light on how this state historically has handled its mentally ill convicts.

The concurrence has a lengthy discussion of the psychiatrist- patient privilege.

Connecticut has details on the crimes. (Mike Frisch)

September 15, 2015 in Comparative Professions | Permalink | Comments (0)

Saturday, September 12, 2015

Discipline Of Doctor May Be Enjoined

The Nevada Supreme Court reversed and remanded a district court's denial of injunctive relief to a medical doctor sanctioned for allegedly showing up for surgery in a state of intoxication.

His blood alcohol tested at .06

Respondent Nevada State Board of Medical Examiners found that Dr. Tate had violated NAC 630.230(1)(c) by rendering services to a patient while under the influence of alcohol and in an impaired condition. The Board suspended Dr. Tate's license for six months, issued a public reprimand, ordered him to complete an alcohol diversion program and pay $35,564.44 in investigation and prosecution costs and a $5,000 fine, and to complete continuing medical education on the subject of alcohol.

The court

NRS 630.356(1) grants physicians the right to judicial review of Nevada State Board of Medical Examiners final decisions, while NRS 630.356(2) simultaneously prohibits district courts from entering a stay of the Board's decision pending judicial review. As a matter of first impression, we are asked to determine whether this prohibition violates the Nevada Constitution's separation of powers doctrine. Because we conclude that it does, we reverse the district court's order denying appellant injunctive relief and remand this matter for proceedings consistent with this opinion...

To bar a district court's ability to grant injunctive relief while judicial review is pending effectively "render[s] the appeal a meaningless and merely ritualistic process," Smothers, 672 S.W.2d at 65, as the sanctions imposed will likely have been implemented or completed before the court could judicially review the case. Such sanctions may, among other things, irreparably penalize a physician through loss of patients, income, job opportunities, and/or damage the physician's professional reputation and standing if the court were to later overrule the Board's decision and the sanctions imposed.


Here, Dr. Tate has been sanctioned with, among other things, fees and fines, a public reprimand, and suspension of his license for a six month period. If the district court were prohibited from staying the sanctions imposed until it can determine whether the Board's decision was in error, Dr. Tate may be irreparably penalized thus negating the purpose of his right to judicial review. Moreover, under federal law, these sanctions must be reported to the National Practitioner Data Bank within 30 days of their implementation, 45 C.F.R. §§ 60.5 and 60.8, resulting in the Board's decision and sanctions against Dr. Tate being recorded in a national database before the district court can review the Board's decision. Thus, the statutory prohibition against stays would effectively "eradicate[ ] any practical reason for taking the appeal." Smothers, 672 S.W.2d at 65.

Furthermore, we are inclined to agree with Dr. Tate that public interest militates in favor of injunctive relief when the district court deems it necessary...

(Mike Frisch)

September 12, 2015 in Comparative Professions | Permalink | Comments (0)

Wednesday, August 5, 2015

No Property Right To Be Named Emeritus Professor

A North Carolina Central State chemistry  professor who had retired after 38 years of teaching expected to be accorded professor emeritus status.

He did not get it. 

He sued but lost in an affirmance of the North Carolina Court of Appeals.

In the instant case, at no point before or after retirement did Plaintiff actually acquire the specific benefit of Professor Emeritus status. He was merely “nominated.” No alleged facts, even when taken as true, indicate nomination results in automatic approval. To the contrary, Plaintiff’s complaint forecasts that conferral of the status is a discretionary university decision; the nomination must pass several stages of approval by multiple committees. Such a discretionary conferral process cannot give rise to more than a “unilateral expectation” of the status.

The professor had no property interest protected by state or federal law

The absence of any record or legal support underlying Plaintiff’s claim to a “due process property interest” in Professor Emeritus status compels us to conclude his section 1983 causes of action premised solely thereupon must fail...It is therefore unnecessary to address Plaintiff’s contention that the change in NCCU’s nomination procedure—which appears now to include a faculty deliberation of a nomination outside of a candidate’s presence without a “name-clearing” hearing—deprived him of that alleged interest.

His defamation claim also was dismissed. (Mike Frisch)

August 5, 2015 in Comparative Professions | Permalink | Comments (0)

Thursday, July 23, 2015

Crossing Boundaries

The discipline of a licensed clinical social worker for violation of professional standards was upheld by the New York Appellate Division for the Third Judicial Department.

The court rejected the contention that the attorney for the social worker was improperly disqualified

Petitioner retained Michael Sussman, who was already representing JC in a separate civil rights action against her employer in federal court. [The Office of Professional Discipline] moved to disqualify Sussman from representing petitioner...

To represent petitioner, Sussman would have had to effectively cross-examine JC, who was a key witness in OPD's case against petitioner. His simultaneous representation of her in a pending federal action potentially gave him access to information not otherwise available for use on cross-examination. Moreover, in this proceeding, Sussman would be attempting to diminish her credibility, whereas an opposite result would be pursued in the federal action. There was a sufficient conflict of interest to justify disqualifying Sussman.

The court found sufficient evidence that petitioner had crossed professional boundaries in his "couple therapy" treatment of DC and JC

OPD's expert, David Olsen, testified in detail regarding boundaries that a social worker must maintain, the training social workers receive about boundaries, and the reasons for the boundaries, which include protecting client confidentiality and making the client feel safe. He opined that petitioner had many boundary violations and that his actions deviated from the acceptable practices within the profession. Among other things, petitioner had, during the relevant time and while JC was a client, played golf with DC and JC's father and had eaten meals with JC and DC at their home. Petitioner attempted to explain his presence at JC's home as consistent with a counseling theory advanced by Salvator Minuchin advocating sessions in a client's home as facilitating the therapeutic process.  However, petitioner acknowledged that there was no documentation in his notes that he was using Minuchin's techniques in counseling JC and DC. Olsen also testified regarding the many deficiencies in petitioner's records including, but not limited to, the lack of progress notes.

The license is suspended for two years. (Mike Frisch)

July 23, 2015 in Comparative Professions | Permalink | Comments (0)

Wednesday, July 15, 2015

Suing Ethicon

The New Jersey Supreme Court has held that a medical doctor employed by a medical device manufacturing company is protected by the state's whistleblower laws.

From the court's summary

In this appeal, the Court considers whether an employee, whose job duties entail knowing or securing compliance with a relevant standard of care and knowing when an employer’s actions or proposed actions deviate from that standard of care, may invoke the whistleblower protections afforded under N.J.S.A. 34:19-3 of the Conscientous [sic] Employee Protection Act (CEPA or Act), N.J.S.A. 34:19-1 to -14.

Plaintiff Joel S. Lippman, M.D., was employed by defendant Ethicon, Inc., a subsidiary of defendant Johnson & Johnson, Inc., a manufacturer of medical devices used for surgical procedures, from July 2000 until his termination in May 2006. For the majority of his employment, plaintiff served as worldwide vice president of medical affairs and chief medical officer of Ethicon. He was responsible for safety, medical reviews, and medical writing. Plaintiff served on multiple internal review boards, including a quality board that was created to assess the health risks posed by Ethicon’s products and provide medical input regarding any necessary corrective measures with respect to their products in the field. On numerous occasions, plaintiff objected to the proposed or continued sale and distribution of certain Ethicon medical products on the basis that they were medically unsafe and that their sale violated various federal and state laws and regulations.

In some instances, plaintiff opined that a particular product should not go to market, should be recalled, or that further research was necessary. Although he received “push back” from executives and other members of the boards whose interest and expertise aligned with Ethicon’s business priorities, Ethicon ultimately followed many of his recommendations. In April 2006, plaintiff advocated the recall of a particular product that he believed was dangerous, and it was eventually recalled in late April or early May 2006. On May 15, 2006, Ethicon terminated plaintiff’s employment.


CEPA’s protections extend to the performance of regular job duties by watchdog employees. Unless and until the Legislature expresses its intent to differentiate among the classes of employees who are entitled to CEPA protection, there can be no additional burden imposed on watchdog employees seeking CEPA protection...

Although the Court agrees with the Appellate Division’s finding that watchdog employees are entitled to CEPA protection when performing their ordinary job duties, it disagrees with the panel’s reformulation of the elements required to establish a prima facie CEPA claim, as set forth in Dzwonar v. McDevitt, 177 N.J. 451, 462 (2003). The panel’s requirement that watchdog employees demonstrate pursuit and exhaustion of all internal means of securing compliance is incompatible with prior precedent and imposes an obligation nowhere found in the statutory language. Where the Legislature intended to impose an exhaustion requirement, it has said so clearly. Consequently, the Court modifies the Appellate Division judgment to the extent that it imposed an exhaustion requirement not supported by the statute’s terms. CEPA imposes no additional requirements on watchdog employees bringing a CEPA claim unless and until the Legislature expresses its intent that such employees meet a special or heightened burden. (pp. 35-38.

The judgment below was affirmed as modified and the case was remanded. (Mike Frisch)

July 15, 2015 in Comparative Professions | Permalink | Comments (0)

Monday, May 4, 2015

Thoracic Park: The Doctor Was A Spy

The Connecticut Appellate Court has affirmed a $2 million judgment against a medical doctor for his surveillance of the woman for whom he had left his wife and nine children.

She was a physician's assistant; he was her supervisor.

The parties flirted with each other, but when the defendant expressed his interest in exploring a relationship with her, the plaintiff indicated that she would not consider dating a married man unless and until he moved out of his family’s home. In April, 2001, the defendant moved out of that house and into an apartment. The parties then began a personal relationship that lasted for years. The plaintiff testified that she fell deeply in love with the defendant. The two talked about getting married and having children together, while shopping for engagement and wedding rings and selecting children’s names. At the same time, the plaintiff ‘‘was very frustrated that [the defendant] was still married [because] that wasn’t in accordance with the value system that [she] wanted to be living.’’

During the relationship, she moved into her dream home and gave the doctor a set of keys. It proved to be a mistake.

The relationship had began in 2001 and ended in 2007 when the doctor (a cardiovascular and thoracic surgeon)  left her for a nurse.

By February, 2007, the defendant had begun dating a nurse at the hospital without the plaintiff’s knowledge. On February 12, 2007, the defendant returned his set of house keys to the plaintiff. At that time, he explained that he was preoccupied with starting his own medical practice and finalizing his divorce. The plaintiff was devastated. When he ended their relationship,the defendant never informed the plaintiff that he had installed surveillance equipment in her home, computer and vehicle, or that he was dating another woman. The defendant testified that, in the months that followed, he continued to receive daily e-mails documenting everything that the plaintiff wrote on her computer and that the surveillance equipment in the plaintiff’s home continued to broadcast and record from therein.

Thereafter, the surveillance was discovered

the plaintiff hired a plumber to repair a broken faucet on her property. In order to do so, the plumber entered the crawl space in her basement and discovered the defendant’s surveillance equipment. At the plumber’s urging, the plaintiff contacted the police. Members of the Bloomfield Police Department responded to her residence and discovered both the recording equipment in the basement and the two clock radios in her bedroom containing spy cameras. The plaintiff immediately realized that the defendant had been spying on her. As she testified, ‘‘I was devastated. I knew exactly how they had been—flashback in my head [to] him handing them to me.’’ Realizing that the defendant had been spying on her for years, the plaintiff felt ‘‘betrayed, alarmed, betrayed, humiliated, controlled. I didn’t feel like a person. I felt like I was just a—I don’t even know, something that he—just like a toy of his, like I just didn’t count.’’ When she called the defendant and confronted him about the surveillance equipment, the defendant offered an ‘‘empty apology’’ and did not deny that he had spied on her over the course of their relationship. Notably, the defendant did not inform the plaintiff that he also had monitored her computer with a spyware program or that he had monitored her vehicle with a GPS device. At that time, the plaintiff declined to press charges against the defendant.

He continued to hound and frighten her in person. 

The extent to which he spied on her is set forth in the court's opinion.

In December, 2004, the defendant gave the plaintiff a laptop computer as a Christmas gift. Unbeknownst to the plaintiff, the defendant had installed a spyware program on the computer that discreetly forwarded to him, via e-mail on a daily basis, a copy of everything composed thereon. A few months later, the defendant purchased an air purifier for the plaintiff. That would be the first of several gifts given to her by the defendant that secretly housed wireless spy cameras. After unsuccessfully attempting to install spy cameras in the ceiling above her bed, the defendant gave the plaintiff two clock radios and a television, which all contained spy cameras and were positioned in her bedroom in the direction of her bed. The air purifier likewise was positioned in the direction of her bathroom shower

The court

Viewed in a light most favorable to sustaining the verdict, the present case involves a plaintiff irreparably damaged any sense of privacy and security, even in her own home. The record does not indicate that the jury predicated its award on an improper basis, but rather that it sought to compensate the plaintiff for the injuries that resulted from the defendant’s intentional conduct. We, therefore, conclude that the court did not abuse its discretion in denying the defendant’s motion for remittitur.

(Mike Frisch)

May 4, 2015 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Thursday, March 12, 2015

Reciprocal Discipline For Doctors

A psychiatrist licensed in New York had his license revoked by the Administrative Review Board for Professional Medical Conduct based on findings of professional misconduct that took place in Texas.

The action was affirmed by the New York Appellate Division for the Third Judicial Department.

Texas had reprimanded the doctor for sex with a patient and failure to maintain records.

New York took a dimmer view, rejecting the suggestion that the sex was kosher under New York law because it was with a former patient

Petitioner asserts that the conduct leading to the 2009 order did not constitute misconduct in New York because Education Law § 6530 (44) prohibits "any physical contact of a sexual nature between licensee and patient," but does not expressly preclude a sexual relationship with a former patient. While that argument is a dubious one, it is not one we need to resolve, as the ARB determined that a physician-patient relationship existed at the time the sexual relationship occurred. The Texas Medical Board found that petitioner saw the patient primarily for medication management and that, on the day their sexual relationship began in December 2007, the patient visited his office to obtain his signature on a prescription assistance form. Petitioner took advantage of what he perceived as an "invitation to intimacy" afforded when the patient burst into tears in his presence. After the sexual encounter, petitioner cautioned the patient to remain silent about the encounter because he was a psychiatrist. The two had several more sexual encounters in the following months, and the patient did not request her medical records from petitioner until June 2008. These facts provide a rational basis for the ARB's finding that petitioner engaged in a sexual relationship with a current patient and that he committed professional misconduct under New York law...

Interesting case involving reciprocal discipline for doctors. (Mike Frisch)

March 12, 2015 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Thursday, February 26, 2015

A Sanction With Teeth

The two-year suspension of a dentist for his involvement in a criminal scheme was affirmed by the New York Appellate Division for the Third Judicial Department.

The court rejected the suggestion that the sanction imposed by the Board of Regents should be reduced

Here, the Board expressly took into consideration many of the mitigating factors upon which petitioner now relies, including petitioner's cooperation with the Attorney General and his demonstrated remorse, as well as the fact that his conduct did not directly implicate patient care, that he did not submit claims for work not actually performed, that he was not convicted of larceny or fraud, that he is paying restitution in an amount greater than many of his codefendants and that his misconduct consisted solely of an illegal fee-splitting arrangement and "making small improper payments to patients." Although petitioner testified – and continues to emphasize – that he was unaware that such activities were criminal in nature, he readily acknowledged at the hearing that he was aware that "flyer guys" were retained to "lure" Medicaid patients into the clinic's practice (often by utilizing small cash payments) and that he knew that this activity "was wrong" and did not "seem[] kosher." Nonetheless, petitioner turned a blind eye to this activity for approximately four years, during which time he reaped the financial benefits of being employed at the clinic. In light of petitioner's misconduct, and taking into consideration the mitigating factors cited by petitioner, the gravity of the underlying offense and the need to fashion a penalty that serves as a deterrent to other health professionals, we cannot say that the two-year suspension imposed by the Board is so disproportionate to petitioner's offense as to shock one's sense of fairness.

(Mike Frisch)

February 26, 2015 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Wednesday, August 20, 2014

New book on reform and challenges in the Irish legal profession after bailout by Troika

Maeve Hosier, a recent doctoral graduate of NUI Galway, has published her thesis The Regulation of the Legal Profession in Ireland. After seeing her Law & Society Asssociation conference talk on the Irish financial meltdown and its implications for the profession, I asked to include her larger study in my Quid Pro Books publishing project's Dissertation Series. She agreed and we worked hard all summer to get it out in time to be considered while reform legislation is on deck. In earlier legislative debate, Ireland's Minister of Justice called it "marvelous" and declared it "compulsory reading." Then John Flood generously provided a Foreword and explained the worldwide implications of Maeve's observations and comparative research (she
looked particularly at other bailout nations, Greece and Portugal). The book came out this week, with paperback linked at Amazon (more general information here). Consider recommending it to be adopted by a law library. Here's the abstract to John's intro as posted on SSRN:

The foreword shows how in the recession of 2008 lawyers escaped culpability while bankers were excoriated for their role in it. Nevertheless in Ireland, when it became a debtor country in the Eurozone, the Troika (IMF, EU, ECB) enforced a restructuring of the legal services market. This is viewed in the global context of a shift towards liberalisation of the legal services market at national and supranational levels. Despite
the shift lawyers are rejecting change where they can, or, if they are unable to resist, at least attempt to delay it.

Somewhat unrelated, and lighter reading to be sure (more of a commuter or beach read), we also published this week a lawyer's novel-like true account of a trial stemming from a shipwreck, The  Widow Wave.Jay Jacobs interior front cover
Widow Wave
by Jay Jacobs (or in Kindle, etc.). And completely unrelated is a modern take on Cicero's "On Old Age," called How to be Old, by Richard Gerberding. Thanks for letting me update what's now out after a summer's worth of editing, working with some really great authors. [Alan Childress]

August 20, 2014 in Books, Childress, Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Monday, July 14, 2014

A Visit To The Vet Kills Toby the Shih Tzu

A reprimand of a vetrinarian by the Board of Vetrinary Medicine was upheld by the New Hampshire Supreme Court.

The sad facts

 The Board found or the record establishes the following pertinent facts. On August 6, 2007, a couple took their male five-month old Shih Tzu puppy, Toby, and two other puppies to see the respondent, a licensed veterinarian, for routine vaccination and de-worming. The respondent asked the couple whether they had any concerns about Toby’s behavior. They responded that  they did not. The respondent then inquired as to which puppy was male, picked Toby up, and administered an oral de-wormer. The respondent asked whether they had experienced any dominance issues with Toby. The couple answered that they had not.

 The respondent determined that Toby was "dominant" and proceeded to demonstrate a dominance-submission technique, which included picking Toby up by the scruff of his neck and pinching his snout. Toby then began to urinate. The respondent restrained Toby on the examination table. Toby defecated, struggled briefly, lay still, and then began bleeding from his mouth. Toby died later that day. A necropsy revealed the cause of death to be a non-cardiogenic pulmonary edema (NPE).

The court concluded that the board properly concluded that the vertrinarian engaged in "unprofessional behavior" and that the standard was not unconstitutional vague. (Mike Frisch)

July 14, 2014 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Friday, June 6, 2014

CWRU Must Issue Medical Degree

Case Western Reserve University (my alma mater) has been ordered to award a medical degree to a student who had completed his graduation requirements but was deemed "unprofessional" by the school's Committee on Students.

The order came from the United States District Court for the Northern District of Ohio, which dismissed the University's contentions regarding an alleged lack of professionalism.

The university relied on the student's failure to report a DUI arrest as well as incidents recited below. Notably, the school handbook did not require students to report arrests.

In April 2014, the university told the student he was graduating with honors; four days later, they told him of their concerns about his conduct. Within days, the school ordered him to resign or be withdrawn from the medical school.

A Michigan resident, he sued the university in federal court.

The court

While Case should receive great discretion in judging academic standards, the determination of “professionalism” goes well beyond academic or patient related matters. The University's definition of "professionalism" expresses a moral judgment, rather than an evaluation against a set of  specialized criteria. Case describes "professionalism" in moral judgment terms: "ethical, honest, responsible and reliable behavior”; “respectful dialogue”; “personal limitations and biases”; and “professional and interpersonal behavior, sensitivity, sense of responsibility, and ethics, and the ability to conduct oneself suitably.”

Although courts should give almost complete deference to university judgments regarding  academic issues, the same deference does not follow university character judgments only distantly related to medical education.

Ultimately, Case denied Al-Dabagh a diploma because it believed he should have reported an out-of-state arrest and prosecution for driving while impaired that had not yet concluded and despite University Handbook provisions that did not require an arrest be reported. It also believed he earlier dissembled regarding being late for class and earlier dissembled by giving summaries on patients when he might, or might not, have examined the patient before giving the summary.

Medical schools have no special expertise regarding judging character for honesty.

The other conduct

 Case relies upon four examples. First, in his first year, Al-Dabagh was five to ten minutes late for a class and Al-Dabagh may have asked his instructor not to mark him late. Second, Al-Dabagh went drunk to a school dance, harassed two women to dance with him, and may have grabbed another woman’s behind and argued with that woman’s date. Later that night and while drunk, Al-Dabagh then tried to stiff a cab driver by rolling out of a moving cab to avoid paying his bill. Third, an unidentified student said Al-Dabagh presented on a patient he had not personally examined. Fourth, a patient’s family asked that Al-Dabagh not treat their relative when Al-Dabagh was doing an internal medicine internship, likely for personality reasons.

The school dance is called the Hippo Ball.

As to the student

For Al-Dabagh, the stakes are high. Al-Dabagh completed (and paid for) five years of medical school. He has successfully published more than a dozen articles or book chapters on dermatology, including an article published in one of the leading dermatology journals. And the physician who supervised his dermatology research described Al-Dabagh as “quite the team player. . . willing to lend a helping hand even without being asked to do so. He is well read, punctual and prepared for his clinics. His caring demeanor is apparent when he interacts with patients. He exhibited a can do, help others spirit that has been a huge benefit to research projects, helping other students and faculty on collaborative review articles and original research.” If denied injunctive relief, Al-Dabagh’s medical career will be lost or significantly diminished.

The court found that the University had acted arbitrarily and capriciously. (Mike Frisch)

June 6, 2014 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Friday, April 11, 2014

New release in ebooks of classic collection on the sociology of the professions

Most of the ebooks and print books produced by the book project I started in 2010, called Quid Pro Books, are on law, history or political science, and are not really the topic of this blog. But one we released this week goes to its core. It is a republication, in Kindle, Google Play, andThe Sociology of the Professions cover interior Q Nook formats (and next week in Apple iTunes; this summer in paperback), of the renowned collection edited by Robert Dingwall and Philip S.C. Lewis, The Sociology of the Professions: Lawyers, Doctors and Others. The new edition adds a substantive 2014 Foreword by Sida Liu of the University of Wisconsin. Chapters are by Dingwall, Lewis, Paul Atkinson, Maureen Cain, John Eekelaar, Eliot Freidson, Marc Galanter, Gordon Horobin, Malcolm Johnson, Geoff Mungham, Topsy Murray, Alan Paterson, Dietrich Rueschemeyer, P.M. Strong, and Philip Thomas. A full description is found at any of the links above.

We also just released a courtroom thriller by University of Houston law prof David Crump, The Target Defendant. Its ebooks are out already, and the paperback will follow next Target Defendant cover Apple interiorweek. And last month we published a mystery novel by Stanford law prof Lawrence Friedman, called Who Killed Maggie Swift? Here is an interview of Professor Friedman in Palo Alto Weekly in which he discusses mystery writing and his other books with this publishing project ... and shouts out to me!  [Alan Childress]

April 11, 2014 in Childress, Comparative Professions, Law & Society | Permalink | Comments (0) | TrackBack (0)

Monday, March 24, 2014

Removal Excessive For One Time Mistake

Not a legal profession case but worthy of note is a decision last week from the New York Appellate Division for the First Judicial Department finding that dismissal of a tenured teacher was a "strikingly disproportionate" sanction for the behavior at issue:

Petitioner taught Spanish at James Madison High School (JMHS) from 2003 until November 20, 2009. On Friday, November 20, 2009, she ate dinner with colleagues and returned to the school later that evening to watch a musical competition in the first floor auditorium, although she was not required to do so. During the performance, petitioner was allegedly observed in an upstairs classroom "partially undressed (Specification 2) and "engaging in what appeared to be sexually inappropriate behavior with a colleague" (Specification 3). These actions allegedly "caused widespread negative publicity, ridicule and notoriety to [JMHS] and the New York City Department of Education (DOE) when [petitioner's] misconduct was reported in New York area news reports and papers" (Specification 4).

But in mitigation

Petitioner was present at the school as an audience member and not in any official capacity. The incident involved a consenting adult colleague and was not observed by any student. Before the incident, petitioner, a tenured teacher who had made many positive contributions to the school, had an unblemished disciplinary record, and, moreover, was described by her supervisor as one of the best teachers she had ever worked with...

While petitioner's behavior demonstrated a lapse in judgment, there is no evidence that this incident, was anything but a one-time mistake...

Nor is there is any indication in the record that petitioner's conduct will affect her ability to teach or that she intended to inflict any damage on any student. While it is unfortunate that the incident garnered so much attention and was exploited in the media, that in and of itself does not warrant the penalty of termination...

The matter was remanded for imposition of a lesser penalty. (Mike Frisch)

March 24, 2014 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Tuesday, March 11, 2014

Restoring A Soiled Reputation

 The Maine Supreme Judicial Court has reversed a judgment affirming a decision by the Board of Certification for Geologists and Soil Scientists that had concluded that a geologist had run afoul of the governing Code of Ethics by giving opinions in a report

...without being as thoroughly informed as might reasonably be expected.

The court

The Code of Ethics and the statutes governing the Board’s authority to impose discipline permit the Board to sanction a geologist for issuing an opinion that is the result of gross negligence, incompetence, or misconduct, see 10 M.R.S. § 8003(5-A)(A)(2); 32 M.R.S. § 4913(1)(B), or that contains a “false statement” or “false information,” 6 C.M.R. 02 070 003-3 § 2(F). Additionally, section 2(D) mandates that geologists issue their opinions only in situations where they have enough information to do so. However, the language of section 2(D) does not allow for the determination of an ethical breach when the Board’s conclusion is simply that the geologist’s opinion is not “reasonable” in light of the underlying data. Because the plain language of section 2(D) compels a contrary interpretation, we conclude that the Board committed an error of law in determining that Lippitt violated that section.

The board had imposed a "warning" and costs of $3,000 as sanctions. (Mike Frisch)

March 11, 2014 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Tuesday, November 5, 2013

John Flood on an inside view of the corporate law firm

Here's a new book in my Quid Pro project that is about the legal profession. UK law prof John Flood (Westminster) embedded himself into a Chicago firm and accounted for the firm's activities, culture, and representations beyond litigation. It was one of the first black-box views of BigLaw. It's like an Cover  Flood bookanthropological look inside a law firm. He updated it throughout into this Second Edition, and added a new introduction and afterword on the global changes to law practice and firm governance (comparing the UK). Lynn Mather of SUNY Buffalo law school added a new Foreword. You may want to recommend to your library that they add this book to the collection. Find it at YBP, Ingram, Amazon, B&N, etc., in paperback, hardcover, and ebooks. [Alan Childress]

November 5, 2013 in Books, Childress, Comparative Professions, Law & Society, Law Firms | Permalink | Comments (0) | TrackBack (0)

Tuesday, August 6, 2013

Better To Be A Lawyer than A Doctor (In Connecticut)

The Connecticut Supreme Court has held that physician disciplinary proceedings before the Medical Examining Board are properly governed by a preponderance of the evidence standard of proof.

The court affirmed the imposition of discipline.

The doctor had argued that the higher "clear and convincing evidence" standard that is applied in lawyer discipline matters should also apply to physicians.

The court disagreed:

...the plaintiff suggests that the disciplinary procedures to which attorneys are subjected has some bearing on the appropriate disciplinary procedures applied to physicians. We are not persuaded... the plaintiffs arguments fails to recognize that attorney discipline, unlike physician discipline, is overseen by the judicial branch....physician discipline is administered by the [Medical Examining Board], which is unquestionably an administrative agency under the [Uniform Administrative Procedure Act], Thus, because there is no indication that the legislature intended to impose a heightened standard of proof in cases involving physician discipline, we decline to depart from the default standard [of proof]...

Better to be a lawyer in hot water in Connecticut than a doctor. (Mike Frisch)

August 6, 2013 in Bar Discipline & Process, Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Tuesday, May 7, 2013

The Law Of "No Backsies"

The Maryland Court of Special Appeals invoked the rule of "no backsies" in affirming  a consent order between the Board of Physicians and an experienced doctor who was charged "with improperly prescribing opiates and other controlled substances for a dozen patients over more than eight years."

The court:

A deal is always a deal, but this appeal brings to mind the long-standing playground rule of "no backsies." By calling "no backsies" before finalizing the agreement, the parties reinterate and reinforce their intention to be bound and stay bound.

The court concluded that the board did not err in denying the physician's demand to revise the consent order. (Mike Frisch)

May 7, 2013 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Tuesday, April 23, 2013

It's OK To Say I'm Sorry

From the web page of the Ohio Supreme Court:

The Supreme Court of Ohio ruled  today that a health care provider’s sympathetic statements to a patient regarding  an unanticipated outcome of medical care may not be admitted as evidence of  liability in any medical malpractice   lawsuit initiated after the September 13, 2004 effective date of  legislation barring such evidence.

Applying that analysis to a  Portage County malpractice action filed in 2007, the court held that R.C. 2317.43,  Ohio’s “medical apology statute,” prevented the admission of sympathetic statements  made  by a doctor to a patient who had suffered  complications following gall bladder surgery, despite the fact that  the patient’s injury occurred and the doctor’s  statements were made in 2001, three years before the apology statute became  law.

The court’s  7-0 decision, authored by Justice Judith Ann Lanzinger, reversed a ruling by  the Eleventh District Court of Appeals.

The case  involved a medical malpractice suit filed by Jeanette Johnson against Dr.  Randall Smith, who surgically removed Mrs. Johnson’s gall bladder in April  2001. The surgery  was scheduled to be done laparoscopically. But when Mrs. Johnson’s common bile  duct was injured during the procedure (a known surgical risk), Dr. Smith  converted to an “open procedure” to repair the duct.  After the surgery, Dr. Smith explained to  Mrs. Johnson the manner in which the injury had occurred and the manner in  which he had repaired the duct.

One month later, Mrs. Johnson returned to the  hospital because of complications resulting from the bile-duct injury. Her  treatment required that she be transferred to another hospital.  Before the transfer, she became upset and  emotional. In an effort to console her, Dr. Smith took Mrs. Johnson’s hand and  attempted to calm her by saying, “I take full responsibility for this. Everything  will be okay.”

In August 2002, Mrs. Johnson and her husband,  Harvey Johnson, filed a medical malpractice suit against Dr. Smith and the  corporation through which he conducted his practice. They voluntarily dismissed  that action in September 2006. In a new complaint filed July 26, 2007,  the Johnsons alleged that Dr. Smith had  rendered negligent medical treatment to Mrs. Johnson and that Mr. Johnson had  sustained a loss of consortium.

A jury trial was scheduled for June  2010.  Before trial, Dr. Smith submitted  a motion to prohibit the introduction of any evidence regarding the statement  of apology that he made to Mrs. Johnson before her transfer to the second  hospital. Dr. Smith asserted that his statement constituted an expression of  sympathy that could not be admitted into evidence under R.C. 2317.43.

The Johnsons submitted two responses to  Smith’s motion.  First, they argued that  the statement was not an apology or expression of sympathy, but rather an  admission of the doctor’s negligence.   Second, they argued that R.C. 2317.43 did not apply, because it was  enacted and took effect three years after the malpractice claim arose and the  statement was made. The trial court ruled that any evidence regarding the  doctor’s statement would be inadmissible at trial, concluding that witness  testimony about Smith’s words and gestures at the time he made his statement indicated  his intent to console and express sympathy for Johnson, and therefore the  statement was covered by the apology statute.

The jury returned a general verdict in favor  of Dr. Smith on the two claims asserted by the Johnsons following a trial at  which no evidence of Smith’s statement was presented. 

The Johnsons appealed, and the Eleventh  District Court of Appeals reversed the trial court’s judgment, holding that the  trial court had erred in applying R.C. 2317.43 because the General Assembly had  not expressly stated its intent that the statute should apply retroactively.  The court of appeals ordered a new trial. One judge dissented, stating that the  pivotal issue was the date on which the  suit was initiated not  the date on which a statement was made or the  plaintiff’s claim arose.

Smith sought and was granted Supreme Court  review of the Eleventh District’s ruling

In today’s unanimous decision, Justice  Lanzinger wrote: “The General Assembly, in enacting R.C. 2317.43, prohibited  the introduction of any sympathetic statements and gestures made by a  healthcare provider in any civil action ‘brought’ by an alleged victim of an  unanticipated outcome of medical care.   The effective date of the statute was September 13, 2004.”

“The  language of RC. 2317.43(A) is clear and unambiguous. By its express terms, R.C.  2317.43 applies to ‘any civil action brought’ by persons described in the  statute. This means that the statute applies to a civil lawsuit filed after the  effective date of the statute. The Johnsons argue that they ‘brought’ this  civil action when they initially filed their original complaint against Dr.  Smith in August 2002. That action, however, was voluntarily dismissed in  2006.  When an action has been  voluntarily dismissed, Ohio law treats the previously filed action as if it had  never been commenced.  ...  The action filed by the Johnsons in 2002 must  be treated as if it never existed.  The Johnsons  ‘brought’ or commenced this civil action upon the filing of their complaint on  July 26, 2007. When this action was brought by the Johnsons, R.C. 2317.43 had  been in effect for almost three years.”

“The Johnsons’ filing of this  case on July 26, 2007, meant that the statute applied. ... Because we have  determined that the statute applies, the next step is to determine whether Dr.  Smith’s statement was properly excluded.   ... (D)ecisions granting or denying a motion in  limine are reviewed under an abuse-of-discretion standard of review.  ...  For an abuse of discretion to have occurred,  the trial court must have taken action that is unreasonable, arbitrary, or  unconscionable.” 

“In this case, the trial court heard  testimony from witnesses before ruling on the motion in limine.  Based upon its observation, the court  concluded that ‘the statements and gestures and actions are covered under 2317.43.’  The court of appeals, in reviewing the decision, did not analyze under an
    abuse-of-discretion standard whether the  trial court had acted unreasonably, arbitrarily, or unconscionably in reaching  its conclusion. Thus, it was improper to reverse the trial court’s decision to  exclude Dr. Smith’s statement.  The trial  court had determined that Dr. Smith was faced with a distressed patient who was  upset and made a statement that was designed to comfort his patient.  This is precisely the type of evidence that  R.C. 2317.43 was designed to exclude as evidence of liability in a  medical-malpractice case.”

“Dr. Smith’s  statement was properly excluded pursuant to R.C. 2317.43. We therefore reverse the judgment  of the Eleventh District Court of Appeals and remand the case to the trial  court to reinstate the jury’s verdict and the trial court’s judgment.”

Justice  Lanzinger’s opinion was joined by Chief Justice Maureen O’Connor and Justices  Sharon L. Kennedy, Judith L. French and William M. O’Neill. Justices Paul E.  Pfeifer and Terrence O’Donnell concurred in judgment only.

The court's opinion is linked here. (Mike Frisch)

April 23, 2013 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)

Monday, November 12, 2012

No Discipline For Physician's Failure To Supervise

The Vermont Supreme Court has held that a physician is not answerable in professional discipline for failure to supervise his physician's assistant.

The assistant was reported to the physician as a possible source of illegally prescribed opiates. The physician reported the concerns and the assistant admitted the misconduct.

Charges of failure to supervise were then brought against the physician. The court here found no basis to impose professional sanctions. (Mike Frisch)

November 12, 2012 in Comparative Professions | Permalink | Comments (0) | TrackBack (0)