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February 28, 2007
Bad Biop Kills Incidental Take Statement
Oregon Natural Resources Council v. Allen (9th Cir.) February
23, 2007: Withdrawal of a portion of a favorable biological opinion (BiOp), which
initially approved timber sales impacting suitable habitat for the
northern spotted owl, rendered the Fish and Wildlife Service's (FWS)
incidental take statement authorizing the taking of "all" northern
spotted owls associated with full timber harvest invalid under the
Endangered Species Act (ESA). The incidental take statement was broader
than the project and allowed for the take of more spotted owls than
were affected by the remaining portions of the BiOp.
FN1.
The ESA defines the term "take" as "to harass, harm, pursue, hunt,
shoot, wound, kill, trap, capture, or collect, or to attempt to engage
in any such conduct." 16 U.S.C. § 1532(19).
"Harm," in this context, is "an act which actually kills or injures
wildlife. Such act may include significant habitat modification or
degradation where it actually kills or injures wildlife by
significantly impairing essential behavioral patterns, including
breeding, feeding or sheltering." 50 C.F.R. § 17.3; Babbitt v. Sweet Home Chapter of Cmtys. for a Greater Or., 515 U.S. 687, 691, 115 S.Ct. 2407, 132 L.Ed.2d 597 (1995). FN2. Section 10 of the ESA also authorizes the issuance of incidental take permits to private parties. 16 U.S.C. § 1539. Historically, however, only a small number of § 10 permits actually issue. See Ramsey v. Kantor, 96 F.3d 434, 442 n. 15 (9th Cir.1996). Section 7
also establishes a limited procedure by which agencies may attempt to
exempt a project from the ESA by applying to the Endangered Species
Committee. See 16 U.S.C. § 1536(e)-(p); see generally Portland Audubon Soc'y v. Endangered Species Comm., 984 F.2d 1534 (9th Cir.1993) (discussing Committee's role). FN3.
The FWS has designated a total of approximately 6.9 million acres of
forest lands as the northern spotted owl's "critical habitat," i.e.: (i) the specific areas within the geographical area
occupied by the species ... on which are found those physical or
biological features (I) essential to the conservation of the species
and (II) which may require special management consideration or
protection; and (ii) specific areas outside the geographical area
occupied by the species ... upon a determination ... that such areas
are essential for the conservation of the species. 16 U.S.C. § 1532(5)(A); see Endangered
and Threatened Wildlife and Plants; Determination of Critical Habitat
for the Northern Spotted Owl, 57 Fed.Reg. 1,796, 1,809 (Jan. 15, 1992). FN4.
According to the FWS, dispersal habitat consists of trees of adequate
size and canopy closure to protect owls from predators as they move
within their range. 57 Fed.Reg. at 1,798.
Although it may be marginal or unsuitable for nesting, roosting or
foraging, dispersal habitat serves to link owl subpopulations and
blocks of owl nesting habitat. Id. FN5.
The action agency must also reinitiate consultation with the FWS if:
(1) new information reveals effects of the action that may affect
listed species or critical habitat in a manner or to an extent not
previously considered; (2) a modification to the action affects listed
species or critical habitat in a way that was not considered in the
BiOp; or (3) newly listed species or newly designated critical habitat
may be affected by the identified action. 50 C.F.R. § 402.16(b)-(d). FN6.
Indeed, as discussed above, it actually exceeds the scope of the
project, as the BiOp has been withdrawn with respect to the portion of
the proposed harvest within the northern spotted owl's critical habitat. FN7.
This shortfall is exacerbated by the Incidental Take Statement's
failure to provide any meaningful measures to attempt to minimize
incidental takings associated with the project. As a part of a take
statement, the FWS must specify "those reasonable and prudent measures
that the [Service] considers necessary or appropriate to minimize such
impact." 16 U.S.C. § 1536(b)(4)(ii); see also 50 C.F.R. § 402.14(i)(1)(ii).
The measures may not alter the project's scope, but should be "minor
changes" to the project aimed at minimizing take, as required by § 7 of the ESA. 50 C.F.R. § 402.14(i)(2). The FWS Section 7
Consultation Handbook provides as examples concrete activities that may
allow those implementing the project to reduce the number of animals
taken, such as education of employees about the species, reduction of
predation of the species, removal or avoidance of the species, or
monitoring. Final ESA Section 7 Consultation Handbook, March 1998 at 4-50. Here, the Incidental Take Statement sets out only one
Reasonable and Prudent Measure related to the spotted owl. It states
that, to minimize take, a reasonable and prudent measure would be to
"[p]rovide appropriate amounts of spotted owl dispersal and suitable
habitat in a condition and distribution that facilitates spotted owl
movement across the landscape." We are unable to extract any meaning
from this sentence; neither the Forest Service, the Bureau of Land
Management, nor the prospective loggers, will be able magically to
"provide" habitat for the spotted owls.
Kristen Boyles, Earthjustice, Seattle, WA, for the plaintiffs-appellants.
R. Justin Smith, U.S. Department of Justice, Environment and Natural
Resources Division, Washington, D.C., for the defendants-appellees.
Mark C. Rutzick, Portland, OR, for amicus curiae American Forest Resource Council.
Before Goodwin, Tashima, and Graber, Circuit Judges.
TASHIMA, Circuit Judge.
*1 As a result of this court's opinion in Gifford Pinchot Task Force v. United States Fish & Wildlife Service, 378 F.3d 1059 (9th Cir.2004),
the Fish and Wildlife Service ("FWS") voluntarily reinitiated
consultation with two federal agencies regarding the impact of a
portion of a proposed timber harvest on the endangered northern spotted
owl. The FWS accordingly withdrew its favorable Biological Opinion
("BiOp" or "2001 BiOp") regarding that portion of the timber harvest, but did not withdraw the
accompanying Incidental Take Statement, which would authorize the
taking of "all" northern spotted owls associated with the full timber
harvest. The Oregon Natural Resources Council and several other
conservation groups (collectively, "ONRC") challenge the validity of
this Incidental Take Statement. We have jurisdiction under 28 U.S.C. § 1291.
We hold that the Take Statement is invalid because: (1) the withdrawal
of a portion of the BiOp leaves the Incidental Take Statement without
an underlying factual predicate; (2) the Incidental Take Statement
presents a non-numerical measure of take without explaining why no
number was provided; and (3) the Incidental Take Statement sets a
measure of take that does not allow for reinitiation of consultation.
I. BACKGROUND
The Endangered Species Act ("ESA"), 16 U.S.C. §§ 1531-1544, evidences a congressional intent to afford endangered species the highest of priorities. TVA v. Hill, 437 U.S. 153, 194, 98 S.Ct. 2279, 57 L.Ed.2d 117 (1978).
"The plain intent of Congress in enacting this statute was to halt and
reverse the trend toward species extinction, whatever the cost." Id. at 184.
To accomplish this ambitious goal, the ESA sets forth a comprehensive
program to limit harm to endangered species within the United States.
Section 9 of the ESA establishes a blanket prohibition on the taking [FN1] of any member of a listed endangered species. 16 U.S.C. § 1538(a)(1)(B). Section 7
affirmatively commands each federal agency to
"insure that any action authorized, funded, or carried out" by the
agency "is not likely to jeopardize the continued existence of any
endangered species ... or result in the destruction or adverse
modification of habitat of such species." 16 U.S.C. § 1536(a)(2). However, § 7
carves out limited exceptions for federal agencies and certain
statutorily-defined "applicants," allowing those contemplating action
that may harm endangered species to obtain a limited exemption from
penalties under certain circumstances. [FN2] 16 U.S.C. § 1536(a)-(c), (o ); 50 C.F.R. § 402.02.
Under § 7,
if any listed (or proposed listed) species may be present in the area
of the proposed action, the federal agency (the "action agency") must
conduct a biological assessment in order to determine the likely effect
of its proposed action on the species. 16 U.S.C. § 1536(c)(1); see also 50 C.F.R. § 402.02.
If the action agency concludes that its proposed action may affect
listed species or critical habitat, it must initiate consultation with
the FWS or the National Marine Fisheries Service. See 50 C.F.R. § 402.14.
*2
In 2001, the Bureau of Land Management and the Forest Service
("agencies") desired to conduct approximately 75 timber sales on 64,006
acres of federally-managed land in the Pacific northwest, primarily
within the Rouge River Basin in Oregon. These forests also house the
northern spotted owl, strix occidentalis caurina, a listed threatened species. See 50 C.F.R. § 17.11(h).
The agencies conducted a biological assessment of
the proposed sales and concluded that the sales may affect the northern
spotted owl, as well as three other listed species. The agencies
initiated formal consultation with the FWS.
During the consultation
process, the FWS assessed the proposed action for its potential to harm
the spotted owl and other endangered species and their critical
habitat. See 50 C.F.R. § 402.14(g). The FWS summarized its findings in a BiOp, issued in October 2001. See 50 C.F.R. § 402.14(g)-(h).
The BiOp found that the proposed timber harvest would remove 22,227
acres of forest designated as spotted owl suitable habitat (i.e.,
habitat suitable for nesting, roosting and/or foraging). The timber
harvest would impact 10,443 acres of spotted owl critical habitat, [FN3]
removing or downgrading 5,383 acres of nesting, roosting, and foraging
critical habitat, degrading 2,168 acres of nesting, roosting, and
foraging critical habitat, removing 563 acres of dispersal [FN4]
critical habitat and degrading 2,329 acres of dispersal critical
habitat. Nevertheless, the BiOp concluded, the anticipated harvest
"[was] not likely to jeopardize the existence of the spotted owl ...
and [was] not likely to destroy or adversely modify designated critical
habitat for the spotted owl."
When the FWS concludes that an action
will not jeopardize the existence of a listed species or adversely
modify its habitat, but the project is likely to result in incidental
takings of listed species, the FWS must provide a written statement with the BiOp that authorizes such takings. 16 U.S.C. § 1536(b)(4), (o ); Ariz. Cattle Growers' Ass'n v. U.S. Fish & Wildlife, 273 F.3d 1229, 1233 (9th Cir.2001).
The Incidental Take Statement must: (1) specify the impact of the
incidental taking on the species; (2) specify the "reasonable and
prudent measures" that the FWS considers necessary or appropriate to
minimize such impact; (3) set forth "terms and conditions" with which
the action agency must comply to implement the reasonable and prudent
measures (including, but not limited to, reporting requirements); and
(4) specify the procedures to be used to handle or dispose of any
animals actually taken. 16 U.S.C. § 1536(b)(4); 50 C.F.R. § 402.14(i).
As long as any takings comply with the terms and conditions of the
Incidental Take Statement, the action agency is exempt from penalties
for such takings. 16 U.S.C. § 1536(o )(2).
Thus, a BiOp with a no-jeopardy finding effectively green-lights the
proposed action under the ESA, subject to the Incidental Take
Statement's terms and conditions. See Bennett v. Spear, 520 U.S. 154, 169-71, 117 S.Ct. 1154, 137 L.Ed.2d 281 (1997) (noting that, while a BiOp is technically advisory only, an agency disregards the BiOp "at its own peril").
*3
However, the ESA's implementing regulations require the agencies
completing the project to report back to the FWS on the action's
progress and its impact on the species "[i]n order to monitor the
impacts of incidental take." 50 C.F.R. § 402.14(i)(3). The agency must immediately reinitiate
consultation with the FWS if the amount or extent of incidental taking is exceeded. 50 C.F.R. §§ 402.14(i)(4), 402.16(a). [FN5]
The 2001 BiOp's accompanying Incidental Take Statement authorized the
"incidental take of all spotted owls associated with the removal and
downgrading of 22,227 acres of suitable spotted owl habitat." The
Reasonable and Prudent Measures include the following statement: "The
Service believes that the following reasonable and prudent measures are
necessary and appropriate to minimize the impacts of incidental take of
the spotted owl ... [:] Provide appropriate amounts of spotted owl
dispersal and suitable habitat in a condition and distribution that
facilitates spotted owl movement across the landscape." The Terms and
Conditions specify procedures for handling species specimens and
require that certain of the timber harvest projects be reviewed for
consistency with the BiOp. The Terms and Conditions also require the
agencies to report annually on the "actual impacts of the proposed
projects," and state that "[i]f take is exceeded, consultation will
have to be reinitiated."
II. PROCEEDINGS BELOW
In 2003, ONRC commenced this action, challenging the validity of the
BiOp and the Incidental Take Statement. The district court granted
defendants' motion for summary judgment in February 2004, and ONRC
appealed.
While this case was pending on appeal, we decided Gifford Pinchot. We held
that the definition of "destruction or adverse
modification" of critical habitat employed by the FWS in assessing
jeopardy to the northern spotted owl violated the ESA. Gifford Pinchot, 378 F.3d at 1069-75.
The definition in use "set[ ] the bar too high" by finding adverse
modification only where proposed actions impacted "both the survival and recovery of a listed species." Id. at 1069 (emphasis added). We ordered this case remanded to the district court for consideration in light of Gifford Pinchot's relevant holdings. See Or. Natural Res. Council v. Allen, 124 Fed. App'x 555 (9th Cir. Mar.9, 2005).
The FWS subsequently acknowledged that Gifford Pinchot
rendered a portion of the 2001 BiOp invalid. It voluntarily reinitiated
consultation on the land designated as northern spotted owl critical
habitat, represented by the FWS to be 5,383 acres. Based on this
action, the district court found that the only live issue presented was
the continuing validity of the Incidental Take Statement. The district
court concluded that the original Incidental Take Statement remained
valid despite the partial withdrawal of the BiOp, and again granted
summary judgment in favor of the FWS. ONRC again appeals the validity
of the Incidental Take Statement, arguing that: (1) the FWS' voluntary
reinitiation of consultation on some of the timber sales approved by
the BiOp renders the Incidental Take Statement invalid; and (2) the
Incidental Take Statement fails to quantify adequately the authorized
take of northern spotted owls or explain why no number was provided.
III. ANALYSIS
A. Standard of Review
*4 [1] The BiOp and its accompanying Incidental Take Statement represent final agency action subject to judicial review. Bennett, 520 U.S. at 177-78.
As the ESA does not itself specify a standard of review of its
implementation, we apply the general standard of review of agency
action established by the Administrative Procedure Act ("APA"). See id.; 5 U.S.C. §§ 701-706. The Incidental Take Statement is thus subject to review under the arbitrary and capricious standard found in the APA. See 5 U.S.C. §§ 704, 706. We review the district court's grant of summary judgment de novo. N. Alaska Envtl. Ctr. v. Kempthorne, 457 F.3d 969, 975 (9th Cir.2006).
Thus, we must determine whether there is a rational connection between
the facts found and the choices made by the FWS and whether it has
committed a clear error of judgment. Ariz. Cattle Growers' Ass'n, 273 F.3d at 1243.
Review under the arbitrary and capricious standard is to be "narrow," but "searching and careful." Marsh v. Or. Natural Res. Council, 490 U.S. 360, 378, 109 S.Ct. 1851, 104 L.Ed.2d 377 (1989).
The Supreme Court has explained that an agency action is arbitrary and
capricious if "the agency has ... entirely failed to consider an
important aspect of the problem." Motor Vehicle Mfrs. Ass'n v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43, 103
S.Ct. 2856, 77 L.Ed.2d 443 (1983).
A court cannot, however, substitute its judgment for that of the agency
or merely determine that it would have decided an issue differently. Marsh, 490 U.S. at 377.
B. Withdrawal of a Material Portion of the BiOp Renders the Incidental Take Statement Invalid.
ONRC contends that reinitiating consultation on the portion of the
timber sales impacting northern spotted owl critical habitat materially
changed the scope of the BiOp, necessitating a new Incidental Take
Statement. We agree. Even a cursory review of the regulations governing
formal consultation demonstrates that Incidental Take Statements
supplement BiOps, and were not meant to stand alone.
[2]
The FWS must issue an Incidental Take Statement if the BiOp concludes
no jeopardy to listed species or adverse modification of critical
habitat will result from the proposed action, but the action is likely
to result in incidental takings. 16 U.S.C. § 1536(b)(4); 50 C.F.R. § 402.14(i); Ariz. Cattle Growers' Ass'n, 273 F.3d at 1242.
Both the BiOp and the Incidental Take Statement must be formulated by
the FWS during the formal consultation process; indeed, the regulations
specifically require the FWS to provide the Incidental Take Statement
"with the biological opinion." 50 C.F.R. § 402.14(g), (i)(1).
The Incidental Take Statement must be associated with an underlying BiOp
because the Incidental Take Statement's primary
function is to authorize the taking of animals incidental to the
execution of a particular proposed action. The approval is effectively
conveyed through the BiOp's "no jeopardy" determination. See 50 C.F.R. § 402.14(g)-(h); Bennett, 520 U .S. at 169- 71.
Without the "no jeopardy" determination contained in the underlying
BiOp, the Incidental Take Statement potentially pre-authorizes take for
an action that could subsequently be determined to jeopardize the
existence of an endangered species. Such a result would be contrary to
the ESA's fundamental purpose and scheme. See 16 U.S.C. §§ 1531(b)-(c), 1538(a)(1)(B).
*5
Moreover, under the ESA's implementing regulations, in order to be
considered a proper taking, the taking must be incidental to the
purpose of the action. 50 C.F.R. § 402.02; see also 16 U.S.C. § 1536(b)(4)
(providing for authorization of takings incidental to approved agency
actions). Without understanding the scope and purpose of the action
itself--information contained in the BiOp--there is no way to know
whether the take being authorized is properly "incidental."
[3]
The facts of this case acutely demonstrate the Incidental Take
Statement's necessarily auxiliary nature. Here, the 2001 BiOp initially
approved timber sales impacting 22,227 acres of suitable habitat for
the northern spotted owl. The FWS has withdrawn its approval of the
logging of at least 5,383 acres of critical habitat. However, the
accompanying Incidental Take Statement--contained within the 2001
BiOp--authorized the taking of all spotted owls associated with the
removal or downgrading of 22,227 acres of suitable spotted owl habitat,
which may include most or all of the critical habitat acreage at issue.
Thus, as it stands, the Incidental Take Statement is now broader than
the project and allows for the take of more spotted owls than are
affected by the remaining portions of the BiOp. Allowing the Incidental
Take Statement to stand alone would also presuppose the reapproval of
the timber harvest on spotted owl critical habitat, even though the FWS
has acknowledged that the action's propriety must be reevaluated in the
light of the proper definition of destruction or adverse modification
of critical habitat.
Because there is no rational connection
between the authorization of take and the scope of the underlying
proposed action, we conclude that the Incidental Take Statement is
arbitrary and capricious. See Ariz. Cattle Growers' Ass'n, 373 F.3d at 1243.
C.
The Incidental Take Statement Is Invalid Because the FWS Failed to
Establish that it Could Not Set a Numerical Measure of Take.
[4]
Congress has clearly declared a preference for expressing take in
numerical form, and an Incidental Take Statement that utilizes a
surrogate instead of a numerical cap on take must explain why it was
impracticable to express a numerical measure of take. Because the
Incidental Take Statement at issue contains no numerical cap on take and fails to explain why it does not, it violates the ESA.
Section 7 of the ESA requires Incidental Take Statements to specify the "impact" of the incidental takings on the species. 16 U.S.C. § 1536(b)(4)(i). In its discussion of § 7(b)(4),
Congress indicated that it preferred the Incidental Take Statement to
contain a numerical value: "Where possible, the impact should be
specified in terms of a numerical limitation on the Federal agency or
permittee or licensee." H.R.Rep. No. 97-567, at 27 (1982), reprinted in
1982 U.S.C.C.A.N. 2807, 2827. Congress recognized, however, that a
numerical value would not always be available: "The Committee
recognizes ... it may not be possible to determine the number of eggs
of an endangered or threatened fish which will be sucked into a power
plant when water is used as a cooling mechanism. The Committee intends
only that such numbers be established where possible." Id.
*6 Accordingly, we have recognized that the permissible level of take ideally should be expressed as a specific number. See Ariz. Cattle Growers' Ass'n, 273 F.3d at 1249
(referencing, as examples of numerical limitations, several cases in
which the Incidental Take Statements stated the specific number of
species members that would be affected). Further, if it does employ
some other measure, "the Fish and Wildlife Service must establish that
no such numerical value could be practically obtained." Id. at 1250.
Contrary to the FWS' argument, "quantifying" take
in terms of habitat acreage lost is simply not the type of numerical
limitation on take contemplated by Congress or this court's precedent.
Moreover, the BiOp offers no explanation of why the FWS was unable
numerically to quantify the level of take of northern spotted owls. The
BiOp's appendix declares that "spotted owl survey data are currently
out-of-date and surveys have been discontinued or reduced." The FWS,
however, never states that it is not possible to update the survey data
in order to estimate the number of takings, only that it has not
actually done the surveys. This does not establish the numerical
measure's impracticality. We therefore conclude that the FWS'
unexplained failure to comply with this requirement renders the
Incidental Take Statement invalid. See id.; cf. Ctr. for Biological Diversity v. Bureau of Land Mgmt., 422 F.Supp.2d 1115, 1137-38 (N.D.Cal.2006)
(finding that the FWS did not adequately establish that no numerical
value of take of desert tortoises could practically be obtained where
Incidental Take Statement relied on fact that the Service simply had
not estimated the number of desert tortoises in the action area); Natural Res. Def. Council, Inc. v. Evans, 279 F.Supp.2d 1129, 1184-85 (N.D.Cal.2003)
(rejecting Incidental Take Statement that failed to quantify
numerically the authorized incidental take of some twenty endangered
species and offered no evidence that it was impractical to obtain such
numerical estimates).
D. The Incidental Take Statement Does Not Provide for Reinitiation of Consultation.
[5] As discussed above, Congress preferred take "be specified in terms of a numerical limitation." H.R.Rep. No. 97-567, at 27 (1982).
A surrogate is permissible if no number may be practically obtained.
The chosen surrogate, however, must be able to perform the functions of
a numerical limitation. In particular, Incidental Take Statements "set
forth a 'trigger' that, when reached, results in an unacceptable level
of incidental take, invalidating the safe harbor provision [of the
ESA], and requiring the parties to re-initiate consultation." Ariz. Cattle Growers' Ass'n, 273 F.3d at 1249.
Because it would allow the take of "all spotted owls" associated with
the project, the Incidental Take Statement would not allow for
reinitiation of consultation and is therefore not a proper surrogate.
We have previously invalidated Incidental Take Statements that could
not adequately trigger reinitiation of consultation. For example, in Arizona Cattle Growers' Ass'n,
we invalidated an Incidental Take Statement because it did not contain
measurable guidelines to determine when incidental take would be
exceeded. See id. at 1249-51. In that case, the FWS formally
consulted with the Bureau of Land Management regarding the proposed
issuance of grazing permits. Id. at 1233-34. The FWS issued a
BiOp containing several Incidental Take Statements. One Incidental Take
Statement, noting that it would "be difficult to detect" incidental takings of loach
minnows from a particular allotment, instead attempted to define the
threshold of impermissible take using habitat characteristics. Id.
at 1248. The Incidental Take Statement stated that it would consider
the permissible level of take to be exceeded if "[e]cological
conditions do not improve under the proposed livestock management"
plan. Id. The Incidental Take Statement then listed various
components of the ecological landscape, the "improvement" of which
would count as improving "ecological conditions." Id. at 1249.
*7
We explained that ecological conditions could be used as a surrogate
for defining the amount or extent of take if the conditions were linked
to the take of the protected species. Id. at 1250. If, however,
the FWS chooses to employ a non-numerical surrogate, the surrogate must
not be so general that the applicant or the action agency cannot gauge
its level of compliance. Id. at 1250-51. The Incidental Take
Statement faltered because its directive to "improve" ecological
conditions was too vague for the permit applicant or the Bureau of Land
Management to measure its performance. Id. at 1250. Instead,
the Take Statement purported to charge the applicant with the general
ecological improvement of 22,000 acres of land. Id. at 1251.
Because it did not set a clear standard for determining when the
authorized level of take had been exceeded, we held the Incidental Take
Statement to be arbitrary and capricious. Id.; see also Natural Res. Def. Council, Inc., 279 F.Supp.2d
at 1185-87 (rejecting Incidental Take Statement which purported to set the impermissible level of take at "any individual" because, inter alia,
such a take statement could not trigger reinitiation of consultation,
as it was extremely unlikely that the taking of a single marine animal
would actually be detected); Nat'l Wildlife Fed'n v. Nat'l Marine Fisheries Serv., 235 F.Supp.2d 1143, 1160 (W.D.Wash.2002)
(finding that plaintiffs were likely to succeed on their claim that an
incidental take surrogate that, "in effect, amounts to the project's
required work conditions," was invalid).
The Incidental Take Statement in this case suffers from the same infirmity as the Incidental Take Statement in Arizona Cattle Growers' Ass'n
in that it too fails to set forth a trigger that would invalidate the
safe harbor provision and reinitiate the consultation process. Here,
the authorized level of take, "all spotted owls associated with the
removal and downgrading of 22,227 acres of suitable spotted owl
habitat," cannot be reached until the project itself is complete. Even
if the actual number of takings of spotted owls that occurred during
the project was considerably higher than anticipated, the Incidental
Take Statement would not permit the FWS to halt the project and
reinitiate consultation. Instead, the permissible level of take is
coextensive with the project's own scope. [FN6]
The Incidental Take Statement and BiOp are rendered tautological, they
both define and limit the level of take using the parameters of the
project. [FN7]
The FWS argues that, despite our holding in Arizona Cattle Growers' Ass'n,
Incidental Take Statements need not allow for reinitiation of
consultation. Instead, Incidental Take Statements serve only to lift §
9's bar on take. This interpretation of § 7(b)(4)
ignores the limited nature of the take statement's exemption from
penalty. Further, it reads out the statutory and regulatory provisions
for and congressional expectations of the monitoring of incidental take
during the project.
*8 As discussed above, § 9 of the ESA issues a blanket prohibition on the taking of any member of a listed species. 16 U.S.C. § 1538(a)(1)(B). Section 7
and its implementing regulations affirm that this prohibition applies
to federal agencies, and provide carefully limited exemptions. 16 U.S.C. § 1536(o )(2).
Throughout the biological assessment and formal consultation process,
it is incumbent upon the agency to show that the project will not
jeopardize or adversely affect the critical habitat of any listed
species. See 50 C.F.R. §§ 402.12, 402.14.
Generally, the project may be exempt from the blanket prohibition on
takings only if it does not place any listed species in jeopardy and
does not adversely modify listed species' critical habitat. 16 U.S.C. §§ 1536(b)(4), (o )(2).
The exemption from liability for take is further limited by the ESA's
implementing regulations. "Incidental take" must be truly incidental
and may not be the purpose of the action. 50 C.F.R. § 402 .02. The take
must be in compliance with the terms and conditions of the Incidental Take Statement. 50 C.F.R. § 402.14(i)(5).
Finally, the action agency must reinitiate consultation with the FWS
if: (1) new information reveals effects of the action that may affect
listed species or critical habitat in a manner or to an extent not
previously considered; (2) a modification to the action affects listed
species or critical habitat in a way that was not considered in the
BiOp; or (3) newly listed species or newly designated critical habitat
may be affected by the identified action. 50 C.F.R. § 402.16(b)-(d). Thus, the ESA and its regulations seek to circumscribe and limit the Incidental Take Statement's exemption from liability.
The regulations governing Incidental Take Statements also provide for
ongoing monitoring of incidental take by the action agency and the FWS.
50 C.F.R. § 402.14(i)(3)
instructs the action agency or applicant to monitor the impacts of
incidental take by reporting on the project's impact on the species "as
specified in the incidental take statement." The regulation further
instructs the action agency to reinitiate consultation immediately if
the amount or extent of specified take is exceeded in the course of the
action. 50 C.F.R. § 402.14(i)(4). The FWS' own Consultation Handbook terms this point "reinitiation level." Final ESA Section 7
Consultation Handbook, March 1998 at 4-47. Thus, "[t]he terms of an
Incidental Take Statement do not operate in a vacuum. To the contrary,
they are integral parts of the statutory scheme, determining, among other things, when consultation must be reinitiated." Ariz. Cattle Growers' Ass'n, 273 F.3d at 1251.
Finally, the House Committee Report regarding the addition of § 7(b)(4)
shows that, contrary to the FWS' argument, Congress anticipated that
Incidental Take Statements would allow for reinitiation of
consultation: "If the specified impact on the species is exceeded, the
Committee expects that the Federal agency or permittee or licensee will
immediately reinitiate consultation since the level of taking exceeds
the impact specified in the initial Section 7(b)(4) statement." H.R.Rep. No. 97-567, at 27 (1982).
*9
Authorizing the take of "all spotted owls," without any additional
limit, is inadequate because it prevents the action agencies from
fulfilling the monitoring function the ESA and its implementing
regulations clearly contemplate. The FWS' interpretation of the
function of an Incidental Take Statement reads out of the statute the
possibility of a revived consultation, rendering the monitoring and
reinitiation provisions of the regulations meaningless. Its
interpretation would impermissibly expand the Incidental Take
Statement's liability exemptions beyond the scope that has been
established by Congress and by the ESA's implementing regulations.
The FWS strenuously argues that its decision to employ habitat as a surrogate for take is entitled to Chevron deference and may not be disturbed by the Court. See Chevron U.S.A. Inc. v. Natural Res. Def. Council, Inc., 467 U.S.
837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984).
We agree that the FWS, in fashioning a new Incidental Take Statement,
may, in its discretion, certainly rely on a surrogate method, such as
habitat, to determine the timber harvest's impact on the spotted owl.
The salient point here, however, is that no matter what kind of
limitation on take the FWS chooses to place in the Incidental Take
Statement, it cannot be so indeterminate as to prevent the Take
Statement from contributing to the monitoring of incidental take by
eliminating its trigger function.
IV. CONCLUSION
We
conclude that the Incidental Take Statement at issue in this case is
arbitrary and capricious on several counts. First, because the
underlying BiOp has been withdrawn, the Incidental Take Statement lacks
a rational basis. Second, the Take Statement fails to provide a
numerical limit on take without explaining why such a limit is
impracticable to obtain and employ. Third, this Circuit has previously
invalidated Incidental Take Statements that could not adequately
trigger reinitiation of consultation. The Incidental Take Statement as
currently drafted could never trigger the reinitiation of consultation
because, by definition, the permissible take level is coextensive with
the scope of the project.
For all these reasons, we reverse the judgment of the district court
and remand to the district court with instructions to grant summary
judgment in favor of plaintiffs regarding the invalidity of the Incidental Take Statement.
REVERSED and REMANDED with instructions.
February 28, 2007 in Biodiversity | Permalink
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Comments
Not to be too anal or antyhing, but the court invalidated an Incidental Take Statement (under section 7) rather than an Incidental Take Permit (under section 10). (Or I guess remanded with instructions to invalidate.)
Posted by: Steve | Feb 28, 2007 5:10:45 PM
