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August 19, 2010

The Increasing Role of State Securities Regulators

The Wall Street Journal has an article today about the increased role of state securities regulators in the oversight of hedge funds.  The article notes a difference of opinion as to whether the state regulators are up to the task. 

Speaking of state securities regulators, my co-blogger Eric Chafee and I will be part of a panel on peer-to-peer lending at the 2010 Ohio Securities Law Conference on October 22.  Our fellow panelists will be Geoffrey Rapp of the University of Toledo, and Mark Heuerman of the Ohio Division of Securities.  Commissioner Andrea Seidt will be moderating the panel.

SJP

August 19, 2010 in Government and Business, Securities Regulation | Permalink

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