Thursday, August 21, 2014

Bashman Post on Word Limit Reduction Proposal

Howard Bashman has a new post on How Appealing examining the new proposal to reduce the word limit for principal briefs in the U.S. Courts of Appeals. The proposal is to reduce the current 14,000 word limit to 12,500. Allegedly, the current 14,000 word limit was based on a misunderstanding about how many words fit on a printed page.

Is this a beneficial reduction that will promote concision and clarity? Or another limitation on the role of advocacy before the courts of appeals?

The preliminary draft of proposed changes and call for comments is available here, and Howard invites comments, pro or con, through his site. This seems to me to be yet another procedural reform that streamlines, and arguably reduces, appellate advocacy and judicial consideration. I welcome your thoughts on the issue as I consider whether to comment.

August 21, 2014 in Appellate Advocacy, Appellate Court Reform, Appellate Justice, Appellate Practice, Appellate Procedure, Federal Appeals Courts | Permalink | Comments (0)

Friday, August 15, 2014

August 2014 Working Paper Round Up

A trio of cases were posted recently as working papers on SSRN dealing with various issues related to the operation of the U.S Court of Appeals:

The most recent is Andrew Hewitt Smith's The Effect of Ideology and Proportionality of the U.S. Courts of Appeals on the Likelihood of Supreme Court Reversal (August 3, 2014) available at SSRN: http://ssrn.com/abstract=2475631. Abstract:

Although much work has been done on the interaction between the United States Courts of Appeals and the United States Supreme Court, few studies have examined how the ideological compatibility of the lower court and the proportion of cases heard from a federal circuit court affects the likelihood of the Supreme Court reversing that circuit. Using data from the Roberts Court (2005-2011), I examine whether greater levels of ideological disagreement and the proportion of appeals from a circuit that are granted certiorari affect the likelihood of Supreme Court reversal. I conclude that the proportion of cases reviewed by the Court does not significantly increase the likelihood of reversal, but greater ideological distance between the lower court and the Supreme Court significantly increases the likelihood of reversal.

Smith, a PhD candidate at the University of Tennessee, tests the interesting hypothesis of whether ideological  distance between the appellate judges and Supreme Court judges affects the rate of reversal. The data-driven analysis turns on existing, and controversial, measures of judicial ideology, and reveals some interesting results. Examining decisions of the Roberts Court (which has seen a shifting membership throughout its six terms) does limit the results somewhat, but the results confirm earlier analyses and suggest further analysis of other panels of the Court may prove useful.

Second, Jeremy D. Horowitz's posted an analysis based on an interesting and under-used source, dissents from denial of rehearings: Split Circuits: Analyzing Polarization on the U.S. Courts of Appeals Using Dissent from Denial of Rehearing En Banc Coalition Data (July 21, 2014) available at SSRN: http://ssrn.com/abstract=2469237. Abstract:

Are the federal courts of appeals polarizing along with the rest of the government and American society more generally? This paper explores that question by exploiting a novel source of data: dissents from denial of rehearing en banc (DDRs). A DDR is a published opinion, often attracting concurrences from other judges, in which a judge criticizes her court for choosing not to rehear a case -- one the initial circuit panel ostensibly decided wrongly. DDRs have no precedential effect but offer a judge the opportunity to publicize her disagreement with the court’s result. As such, they are a pure expression of judicial preference. Using an original dataset of information collected from nearly 1,300 DDRs published between 1943 and 2012, I evaluate the ideological nature of DDR usage focusing specifically on two aspects of DDRs: the colleagues a judge joins with, and the panel authors she mobilizes against. I use these measures to examine the different patterns among the circuits, among different presidential cohorts, and in different decades to show trends in circuit court polarization and to explore the connection between polarization in the judiciary and in the elected branches. The paper finds that although the circuits vary widely in the way they use DDRs, a substantial number of them do so in a polarized fashion. Evaluating judicial cohort behavior over time indicates that the nominating presidents -- more than the increasingly polarized environment in the Senate and the general public’s own tendency toward ideological division -- are the primary force driving judicial polarization.

Another graduate student working paper, this time from University of California at San Diego, the article makes a compelling case for the revelatory power of DDRs. It is limited, as all work in this area, by challenge of establishing judicial political ideology for individual judges. That said, it takes the commonly accepted judicial ideology measurement and applies it sensibly. It builds on Horowitz's earlier work, Not Taking "No" for an Answer, 102 Georgetown Law Journal 59 (2013), which also looks at the utility and meaning of DDRs.

Finally, Mark A. Lemley and Shawn P. Miller have posted If You Can't Beat 'Em, Join 'Em? How Sitting by Designation Affects Judicial Behavior (June 12, 2014) as part of the Stanford Public Law Working Paper series. It's available at SSRN: http://ssrn.com/abstract=2449349 or http://dx.doi.org/10.2139/ssrn.2449349 . Abstract:

Judges, lawyers, and scholars have long decried the high reversal rate district judges face in patent cases. Many have suggested greater district court specialization as a solution, and Congress in 2011 enacted legislation to promote such specialization. In this paper, we investigate the impact of a novel measure of experience – whether a district court judge has sat by designation on a Federal Circuit panel in a patent claim construction appeal – on the likelihood a district judge’s subsequent claim constructions are reversed. Before sitting by designation, judges who later do so actually have a slightly higher claim construction reversal rate than judges who never do so. After sitting by designation, the reversal rate of district court judges on subsequent claim construction appeals decreases by 50 percent. This decrease is not fully explained by other measures of experience, including the number of prior patent cases or years on the bench. Nor is it fully explained by the timing of the appeal, the particular district court judge or various other characteristics of the patents, the parties and the litigation. Our results suggest a simple way to reduce the reversal rate in patent and perhaps other sorts of cases. However, our evidence suggests this increased agreement is due to increased Federal Circuit trust in the decisions of individual judges who have sat by designation and not increased district judge understanding of claim construction.

This article makes a significant claim that the lower court judge's rate of reversal drops due to greater trust of the appellate panels rather than the lower court judge's better understanding of claim construction. Whether this greater trust is a legitimate or illegitimate reason to affirm a lower court's decision is certainly an interesting question.

August 15, 2014 in Appellate Practice, Appellate Procedure, Federal Appeals Courts, United States Supreme Court | Permalink | Comments (0)

Friday, August 1, 2014

Anderson on Amicus Curiae

Helen A. Anderson at University of Washington Law has a new article on SSRN: Frenemies of the Court: The Many Faces of Amicus Curiae. Given the rise in the number of amicus briefs, the phenomenon seems ripe for closer scrutiny. Anderson does just that by breaking up the singular concept of an amicus curiae brief into types that can be examined separately.

The abstract:

Amicus curiae occupy a unique place in the courts: non-parties who are nevertheless advocates, who are not bound by rules of standing and justiciability, and who can present the court with new information and arguments. Amicus participation has increased dramatically in recent years, and threatens to alter the adversarial process. Yet scholars and courts treat amicus curiae as a single category, not fully recognizing that this friendly term actually covers several very different types, ranging from court appointed advocates of a particular position, to friends of a party (sometimes paid by the party), to persons or groups who just missed qualifying as interveners.

To understand the reality of amicus practice, this article develops a taxonomy of amicus based on the relationship to the court and the parties. The article supports this taxonomy with a look at the history of amicus, and a survey of the rules and judicial attitudes in different jurisdictions. I also explore the persistence of a myth that amicus should be “disinterested,” a myth that has led to confused reasoning about the proper role of amicus.

The modern increase in friend of a party amicus has taken us far from the origins of amicus as one with special expertise or knowledge relevant to the litigation. The article concludes that the Supreme Court’s open-door amicus policy should not be mindlessly copied by our other courts. Friend of a party briefs by ambitious law reform and business advocates may exert great influence, particularly on elected courts. The growth in amicus briefs can lead to distorted views of appellate decision-making, so that a court’s work is seen more like legislation and amicus briefs more like lobbying. To preserve the usefulness of the amicus institution, courts should exercise their gatekeeping authority.

What do you think? Is the increasing amicus briefing giving appellate courts a more legislative, lobbying-susceptible character?

August 1, 2014 in Appellate Advocacy, Appellate Court Reform, Appellate Justice, Appellate Practice, Appellate Procedure, Federal Appeals Courts, State Appeals Courts, United States Supreme Court | Permalink | Comments (0)

Monday, July 14, 2014

Will the Hobby Lobby decision benefit Guantanamo detainees?

It should, according to lawyers for detainees at Guantanamo, in arguing motions last week filed with the D.C. District Court on behalf of two hunger-striking detainees in the wake of Burwell v. Hobby Lobby Stores, Inc.  The motions seek rulings that the detainees are protected "person[s]" within the meaning of the Religious Freedom Restoration Act (RFRA).  In particular, the motions seek to prevent the Government from depriving the detainees of the right to participate in communal prayers during the Islamic holy month of Ramadan which began on June 28.

In Rasul v. Myers, 563 F.3d 527 (D.C. Cir. 2009), the D.C. Circuit Court of Appeals held that Guantanamo detainees do not have religious free exercise rights as protected "person[s]" because, in the Court's view, RFRA does not apply to non-resident aliens.  The D.C. Circuit upheld Rasul as law of the circuit in Aamer v. Obama, 742 F.3d 1023 (D.C. Cir. 2014).  Hobby Lobby changes all that, the detainees' lawyers argue, because the position taken by the D.C. Circuit in Rasul and Aamer is inconsistent with granting religious free exercise rights to for-profit corporations such as Hobby Lobby.

In support of the motions, a defense lawyer for the detainees argued that "[i]t is truly grotesque for the Obama folks to insist that a for-profit corporation is a person, but a flesh-and-blood human being at Guantanamo Bay is not."

In her already-famous dissent in Hobby Lobby, Justice Ginsburg warned that "approving some religious claims while deeming others unworthy of accommodation could be 'perceived as favoring one religion over another,'" (citation omitted), and that the Court majority, by doing so, had "ventured into a minefield."  Stay tuned.

July 14, 2014 | Permalink | Comments (1)

Saturday, July 12, 2014

A Fine Line Between Persuasion and Argument

One of the rookie mistakes every lawyer makes at some point is confusing persuasion for argument.  Merriam-Webster says that argument is “a statement or series of statements for or against something; a discussion in which people express different opinions about something; an angry disagreement.”  Persuasion is defined as “the act of causing people to do or believe something; the act or activity of persuading people.”  The latter implies some knowledge on the part of the persuader about what matters to or motivates the audience, whereas the former implies an aggressive imposition of ideas without regard for the audience.  Here are five concrete tips for avoiding mere argument.

  1. LISTEN.  By listening, an advocate learns what matters to its audience.  Before an oral argument, the judges often have not yet made up their minds.  They are primed to be persuaded, and if the advocate tunes into the questions appropriately, the advocate can learn valuable information about the judges’ concerns.  Similarly, when it comes to brief writing, advocates should listen to the arguments of their opponents so that they can adequately address the competing concerns in the case and explain why one side nevertheless prevails.
  2. ELIMINATE EXAGGERATORS.  Words like blatant, clearly, and obviously can be tempting to throw into a brief, but they offer little in the way of substance.  Seriously, if a resolution were so clear, would the case have even gotten this far?  Focus instead on the substance of the argument.  If the issue is in fact so clear, the judges will see it on their own.  It is the advocate’s job to make the issue seem clear cut, but slapping the word “clearly” on the argument is not likely to be taken at face value by a learned judge who is investing hours in the resolution of a case.  There needs to be meat there to back it up. 
  3. TAME EMOTIONS. It is hard not to get emotional about our cases.  First, we get to know the ins and outs of the cases, and we often develop intense relationships with our clients.  They are often in desperate situations and the lawyer might be their only hope for resolution of the conflict.  Second, when we invest time in developing an argument, writing a brief, and preparing for oral argument, it can feel like wasted time when we lose. Pushing anger, disappointment, frustration, sadness, and other emotions aside can be challenging, but it is essential.  An overly emotional response makes an attorney seem inappropriately biased, and the judge is less likely to trust that the attorney has considered all sides of the issues and is advancing a sound and thoroughly researched argument.  On a related note, avoid overt appeals to the judges’ emotions.  Judges pride themselves on making logical decisions separate from their personal emotions and feelings, so an overt appeal to the judge’s emotions can not only irritate the judge, it is likely to also insult the judge.
  4. AVOID AD HOMINEM ATTACKS.   Incorporating a personal attack against opposing counsel is a sure-fire way to make a judge think that no sound legal theory supports your position.  Let the law and facts speak for themselves by telling a compelling story about your client and showing the court how the law supports a resolution in favor of your client.
  5. DON’T TALK BACK.  At all costs, avoid the phrase, “But your Honor!”  Also think long and hard before filing a motion for rehearing or a motion for reconsideration.  Unless there is a legal basis for filing such a motion (like there is precedent the court did not have before it or new facts have come to light), they are usually a waste of time.  Handling these types of motions drains the court’s time and resources, and quite often these motions are unwarranted because there is no legal basis to justify the court changing its mind.  There is value in respecting the finality of judgment in a court.  If you disagree with the court’s ruling, appeal it to a higher court, but don’t argue about whether the decision was right by filing frivolous motions for rehearing and reconsideration.

July 12, 2014 in Appellate Advocacy, Appellate Practice | Permalink | Comments (0)

Friday, July 11, 2014

Marin K. Levy: Judging Justice on Appeal

Marin K. Levy (Duke) has a new article, Judging Justice on Appeal, 123 Yale L. Journal 2386 (2014), a review of the 2012 monograph, Injustice on Appeal: The United States Courts of Appeals in Crisis by William M. Richman and William L. Reynolds.

Richman and Reynolds are well-known and prolific authors on the federal appellate courts and the caseload crisis that dominated the late-twentieth century. As Levy explains:

Over the past thirty years, no one has contributed more to this field than two court scholars together—William M. Richman and William L. Reynolds. Through a series of critical articles, Richman and Reynolds were able to pinpoint the precise effects of the caseload crisis, both on litigants and the system as a whole. Furthermore, they were able to show the interplay of these various effects, providing a holistic account of the problem in a way that no one else had done. Their recent book, Injustice on Appeal: The United States Courts of Appeals in Crisis, stands as a culmination of their earlier work, bringing together vital analysis of the caseload crisis, the ways in which appellate review has suffered as a result of that crisis, and potential solutions. More broadly, Injustice on Appeal stands as one of the most comprehensive and thoughtful accounts of the largest problem facing the federal judiciary today.

For the most part, Levy's review agrees with Richman and Reynolds' evaluation of the recent history, and present problems facing, the federal judiciary. Chief among these problems are the continued high volume of cases in the federal appellate courts and the case management practiced by the federal courts over the last forty years to manage that higher volume. Where Levy parts ways with the book's authors is in the possible solutions to the federal courts' problems.  While Richman and Reynolds prescribe large-scale changes, such as enlarging the federal judiciary, and look skeptically on the kinds of internal changes the courts have been doing for decades, Levy views the large-scale changes as unrealistic and smaller process changes as more fruitful. 

As I discuss in my recent piece, Post-Crisis Reconsideration of Federal Court Reform, 61 Clev. St. L. Rev. 47 (2013), the federal courts over the last forty years have adopted many internal reforms to deal with the increase in caseload volume, but they have also left many proposed reforms on the table. Large-scale systemic reforms have been politically unpopular, and smaller scale internal reforms have raised questions about the quality of appellate justice. It is possible that the disagreement between the book's authors and Professor Levy is the difference between a normatively preferable approach, a systemic fix, and a more pragmatic solution, continuing case management reform.

I certainly agree with Levy that the area is ripe for the next wave of scholars, and I would add, reformers, to make a difference in the post-"caseload crisis" era. Richman and Reynold's latest work is a terrific collection and summarization of their extensive research and thoughtful commentary in the area, and Levy's review is a useful focus on solutions and an interesting challenge to the field.

I highly recommend both works to anyone interested in the appellate courts.

July 11, 2014 in Appellate Court Reform, Appellate Procedure, Federal Appeals Courts | Permalink | Comments (0)

Sunday, July 6, 2014

Guest Post: Daniel L. Real on Wheaton College v. Burwell

Today's post is a guest piece by Daniel L. Real, a career judicial staff attorney for the Nebraska Court of Appeals since 1995 and a legal research and writing professor at Creighton University since 1999. Dan's prior work is on the issues of appellate practice and judicial independence. He shares his thoughts with us on the U.S. Supreme Court's recent decision in Wheaton College v. Burwell:

There has been plenty of quick commentary on the U.S. Supreme Court's decision from last week in Burwell v. Hobby Lobby Stores, Inc., 573 U.S. ___ (2014). You can form your own opinions on whether the decision was correct, where you stand on the subjects of the Affordable Care Act (ACA) and religious freedom.  I don't have an interest in discussing those specific topics here.  Something related, however, did catch my eye this weekend.

I suspect that there will be quite a bit of discussion in the next week or so about the Supreme Court's last-minute ruling on the application for injunction filed by Wheaton College in Wheaton College v. Burwell, but for now there has not been a particularly wide-ranging discussion of it.  Perhaps the lateness of the ruling on July 3, coupled with the July 4 holiday, caught some off guard.  Nonetheless, it was a noteworthy ruling that is worth looking at and considering.

In Hobby Lobby, the Court held that certain closely-held corporations could assert the same religious freedoms as individuals and addressed whether certain provisions of the ACA requiring employers to provide health-insurance coverage for specific methods of contraception that violated the sincerely held religious beliefs of the companies' owners were in violation of the Religious Freedom Restoration Act (RFRA). The Court held ACA provisions concerning four specific contraception methods imposed a substantial burden on the religious freedom of the closely-held corporations. Under the RFRA, such a substantial burden would be permissible only if the government could show a compelling state interest and if the government's action constitutes the least restrictive means of serving that compelling interest.

The Court assumed, without specifically deciding, that the government had a compelling interest in guaranteeing cost-free access to the particular contraceptive methods.  The Court held, however, in a 5-4 decision, that the challenged ACA provisions did not constitute the least restrictive means of serving that interest and held that the ACA provisions violated the RFRA with respect to the closely-held corporations.

In explaining why the ACA provisions did not constitute the least restrictive means, the Court had to make a decision that often faces appellate courts and had to discern how much explanation to provide to support the Court's conclusion.  In writing for the majority, Justice Alito noted at least two "less restrictive" ways for the government to achieve its compelling ends.  First, the Court noted that "[t]he most straightforward way . . . would be for the Government to assume the cost of providing the four contraceptives at issue to any women who are unable to obtain them under their health-insurance policies due to their employers' religious objections." Burwell v. Hobby Lobby Stores, Inc., 573 U.S. ____, *41 (2014).

After analyzing potential objections to the theoretically viable creation of a new government-funded program to provide the contraceptives, however, the Court concluded that it "need not rely on the option" to conclude that the ACA provisions were not the least restrictive alternative. The Court noted that "[Health and Human Services (HHS)] itself has demonstrated that it has at its disposal an approach that is less restrictive than requiring employers to fund contraceptive methods that violate their religious beliefs." Id. at *43. The Court noted that "HHS has already established an accommodation for nonprofit organizations with religious objections," wherein the organization can self-certify that it opposes providing insurance coverage for the particular contraceptive services and require the organization’s insurance issuer or third-party administrator to provide coverage for the contraceptive services without any cost-sharing by the objecting organization. Id.

The Court specifically cautioned that it was not deciding whether this option "complies with RFRA for purposes of all religious claims," but very specifically held that "[a]t a minimum . . . it does not impinge on the plaintiffs' religious belief that providing insurance coverage for the contraceptives at issue here violates their religion." Id. at *44. In footnote 40, the Court even responded to the dissenting opinion's characterization of the Court as being noncommittal about the viability of this alternative and the Court commented that "[T]he less restrictive approach we describe accommodates the religious beliefs asserted in these cases." Id.

There has been much discussion about the Hobby Lobby decision, its implications, whether it is the start to a "slippery slope," how it might impact the ACA as a whole.  But what has potentially gone largely unnoticed to this point is what happened just three days later, when the Court issued its ruling on Wheaton College's application for injunction in Wheaton College v. Burwell, 573 U.S. ___ (2014).

The "less-restrictive" alternative described by the Court in Hobby Lobby allows groups with a religious objection to the ACA mandates to self-certify a religious objection and pass the obligation to pay for coverage for the contraceptives to the insurer or third-party administrator. To obtain this accommodation, however, groups are required to fill out a federal form to register their objections. As the Washington Post noted in a July 3 article (http://www.washingtonpost.com/politics/courts_law/2014/07/03/622f7b12-02f8-11e4-8572-4b1b969b6322_story.html?hpid=z1), a number of colleges, including Wheaton, objected to the requirement to complete the form. The colleges alleged that the act of signing the form and authorizing third parties to provide the contraceptive coverage made the colleges complicit in the action of providing the contraceptives and that even that offended the college's religious beliefs.

In its ruling on Wheaton's application for injunction, the Court held that Wheaton need not fill out the previously required form and, instead, need only notify the government "that it meets the requirements for exemption from the contraceptive coverage requirement on religious grounds." Wheaton v. Burwell, 573 U.S. ___, *2 (2014). The Court noted that "[n]othing . . . precludes the Government from relying on this notice, to the extent it considers it necessary, to facilitate the provision of full contraceptive coverage under the Act." Id.

Justice Sotomayor authored a dissent to this ruling, in which Justices Ginsburg and Kagan joined.  The dissent noted that earlier in the week the Court had described the very accommodation that Wheaton was challenging as being an alternative that was less-restrictive than the ACA provisions in achieving the government's compelling interests.  The dissent characterized the ruling in Wheaton as "evinc[ing] disregard for even the newest of [the] Court's precedents and undermin[ing] confidence in the institution." Id. at *4.

The apparent conflict between what the Court suggested in Hobby Lobby—that the accommodation was a legitimate and permissible means for the government to achieve its compelling interests that demonstrated that the ACA provisions were not the least-restrictive alternative—and what the Court suggested three days later in Wheaton—that the accommodation itself imposes a sufficient burden on religious freedom to merit injunctive relief—has been discussed briefly in a few articles, and they are a good starting point if you're interested in a more thorough look at the Wheaton dissent.

Dahlia Lithwick and Sonja West addressed it for Slate in an article titled, "Quick Change Justice." (http://www.slate.com/articles/news_and_politics/jurisprudence/2014/07/wheaton_college_injunction_the_supreme_court_just_sneakily_reversed_itself.html).  Robert Barnes addressed it for the Washington Post in an article titled, "Supreme Court Sides with Christian College in Birth Control Case." (http://www.washingtonpost.com/politics/courts_law/2014/07/03/622f7b12-02f8-11e4-8572-4b1b969b6322_story.html?hpid=z1). Adam Liptik addressed it for the New York Times in an article titled, "Birth Control Order Deepens Divide Among Justices." (http://www.nytimes.com/2014/07/04/us/politics/supreme-court-order-suspends-contraception-rule-for-christian-college.html?_r=1). And Daniel Fisher addressed it for Forbes in an article titled, “Hobby Lobby Decision Begins to Contort Under its Own Logic.” http://www.forbes.com/sites/danielfisher/2014/07/04/hobby-lobby-decision-begins-to-contort-under-its-own-logic/).

While the Hobby Lobby decision will be the subject of much commentary, the very quick development of a potentially contrary ruling of the Court later the same week is somewhat remarkable.  As is the lengthy dissent signed by the Court's three female justices on an unsigned order in Wheaton. It's a safe bet that the discussion and debate is only beginning.

 

July 6, 2014 in Appellate Justice, Current Affairs, United States Supreme Court | Permalink | Comments (1)

Thursday, June 26, 2014

Supreme Court Cellphone Case: The Questions Presented in Riley

512px-Htc-desire-2 (2)The briefs in this week’s landmark Riley v. California cellphone search decision showcase the choices lawyers must make when framing the issues. They also demonstrate how injecting some factual context into an issue statement can dramatically increase its persuasive value.

In the Riley cert petition, defendant’s counsel chose a classic “whether” statement:

"Whether or under what circumstances the Fourth Amendment permits police officers to conduct a warrantless search of the digital contents of an individual’s cell phone seized from the person at the time of arrest."

It’s a good, clear issue statement that partially meets audience needs by identifying what legal question the Court will resolve if it accepts the case.  It’s also the type of issue statement most of us were taught to write in law school (if we were taught), and it is particularly appropriate for issues involving pure questions of law.  Like most legal questions, however, the cellphone cases involve mixed questions of law and fact—even just the details about how smartphones work are important facts that played heavily into the reasoning in Riley and Wurie.  Looking at the facts in Riley’s cert petition, the events highlighted most prominently in the statement of facts were:

  1. "The phone was a Samsung Instinct M800 “smartphone” – a touch-screen device designed to compete with Apple’s iPhone, capable of accessing the internet, capturing photos and videos, and storing both voice and text messages, among other functions."
  2. "First, Officer Dunnigan scrolled through the phone’s contents at the scene. He noticed that some words (apparently in text messages and the phone’s contacts list) normally beginning with the letter 'K' were preceded by the letter 'C.' Officer Dunnigan believed that the 'CK' prefix referred to 'Crip Killers,' a slang term for members of a criminal gang known as the 'Bloods.'"
  3. "The second search of petitioner’s phone took place hours later at the police station. After conducting an interrogation in which petitioner was nonresponsive, Detective Duane Malinowski, a detective specializing in gang investigations, went through petitioner’s cell phone. The detective searched through “a lot of stuff” on the phone “looking for evidence.” Detective Malinowski found several photographs and videos that suggested petitioner was a member of a gang. Pet. App. 4a, 6a-7a. He also found a photo of petitioner with another person posing in front of a red Oldsmobile that the police suspected had been involved in a prior shooting." 

(Emphasis added.) By adding a couple of sentences containing the highlighted information, the need for a warrant becomes plain. For those still skeptical about the power of adding facts to issue statements, I recommend looking at the question presented in the government’s response brief:

"After petitioner’s lawful arrest for possession of loaded firearms, officers twice examined the contents of his cell phone, on his person at the time of his arrest, for evidence linking him to the firearms. The first examination, a cursory one of text entries, occurred at the scene of the arrest; the second, which included viewing photographs and videos, occurred a couple of hours later at the police station.  The question presented is: Whether the officers’ searches of the cell phone seized incident to petitioner’s arrest were lawful under the Fourth Amendment."

Notice how the facts frame the issue here: “officers twice examined the contents of his cell phone . . . for evidence linking him to the firearms,” and the first search was “cursory.” It’s clear from Riley’s facts that the officers were searching much more generally—and thoroughly—for evidence of gang activity, not only for evidence related to “the [two] firearms” found in his car. But the Court has to read all the way down to the statement of facts to see that discrepancy.

In a less prominent case with a less pressing social issue, the government might have made a much stronger first impression on the Court, not only in the final decision, but also in whether to accept the case for review in the first place.

Image: Shritwod at en.wikipedia [CC-BY-SA-3.0  or GFDL], from Wikimedia Commons

 

June 26, 2014 | Permalink | Comments (0)

Thursday, June 12, 2014

Clever Code Catches Changes

Following the Adam Liptak piece on Professor Richard Lazarus' new study, that I mentioned in my last post, a clever coder has developed a way to monitor, identify, and publicize any changes to U.S. Supreme Cout opinions. David Zvenyach, general counsel to the Council of the District of Columbia, has launched @SCOTUS_servo, to help identify any changes. The Twitter feed reports the result of comparison of the prior verison of court opinions to those now appearing. The code that does this, a crawler, checks every five minutes for a change and makes an automated post to the Twitter account reporting any change that has been made. Zvenyach then makes a manual tweet detailing and highlighting the actual change.

This is a useful service for forcing transparency regardless of how important any individual change might be to the followers of@SCOTUS_servo. More details available at this Gigaom post by Jeff John Roberts.

June 12, 2014 in Appellate Practice, United States Supreme Court, Web/Tech, Weblogs | Permalink | Comments (0)

Tuesday, June 10, 2014

Another Benchslap

Above The Law just posted Benchslap Of The Day: The D.C. Circuit Calls Out A Top Law School.  In a time when lawyers are criticized for being unprofessional, I think it might be time to question whether the benchslap itself is unprofessional.  Perhaps there are other more productive ways to ensure professionalism without resorting to the humiliating and demeaning benchslap.

June 10, 2014 in Appellate Advocacy, Appellate Court Reform, Legal Profession | Permalink | Comments (0)

Monday, June 2, 2014

More Than Words

Adam Liptak has a terrific, if deeply disturbing, piece in the New York Times: Final Word on U.S. Law Isn’t: Supreme Court Keeps Editing last week. 800px-Pink_Pearl_eraser

The lede:

The Supreme Court has been quietly revising its decisions years after they were issued, altering the law of the land without public notice. The revisions include “truly substantive changes in factual statements and legal reasoning,” said Richard J. Lazarus, a law professor at Harvard and the author of a new study examining the phenomenon.

The article identifies a handful of cases that received more than typographical or editing changes. While none of the changes located actually reverse the Court's decision, some certainly alter substantive comments of the Court and involve language already under discussion by the bench, bar, and legal academia. These identified changes are almost certainly only the tip of the iceberg. The NYT piece is worth reading, and hopefully Lazarus' study will make some waves.

 

June 2, 2014 in Appellate Court Reform, Appellate Justice, Appellate Procedure, United States Supreme Court | Permalink | Comments (0)

Wednesday, May 28, 2014

Another Chance to Live

            In a 5-4 decision, the United States Supreme Court has just given Freddie Lee Hall another chance to live.  With an IQ of 71, Mr. Hall was sentenced to death row in 1978 for the kidnap, beating, rape, and murder of a 21-year-old pregnant newlywed.  Shortly after this murder, Mr. Hall and his co-defendant also killed a sheriff’s deputy.  In 2002, the Supreme Court held that the execution of individuals with intellectual disabilities violates the protections of the Eighth and Fourteenth Amendments to the Constitution.  Atkins v. Virginia, 536 U. S. 304, 321 (2002).  Based on this decision, Mr. Hall appealed his conviction.  The Florida Supreme Court affirmed his conviction holding that Mr. Hall’s 71 IQ was above the threshold mark of 70 and Mr. Hall was therefore not intellectually disabled.  Now, in an opinion authored by Justice Kennedy, the U.S. Supreme Court has declared that use of such a rigid measure does not preserve the value of human dignity, and it “creates an unacceptable risk that persons with intellectual disability will be executed, and thus [it] is unconstitutional.”  Hall v. Florida, 572 U. S. ____ (2014).

May 28, 2014 in Appellate Justice, United States Supreme Court | Permalink | Comments (0)

Appellate Opinions

Over at the Legal Writing Prof Blog, there is an interesting post readers of this blog might enjoy.  The blog discusses a judge's tips for writing appellate opinions and can be accessed here.

May 28, 2014 in State Appeals Courts | Permalink | Comments (0)

Tuesday, May 27, 2014

Categories 301: Categories Imply a World that Contains Them

When I first began blogging, I focused on exploring category construction as a tool of appellate advocacy.  Today, I want to talk about the second given: categories imply a world that contains them.  It basically boils down to container logic—does the object fit within the parameters defining the category?  If so, it belongs, and if not, it obviously does not belong. 

The way a category is defined necessarily constructs the boundaries surrounding what belongs.  Take for instance the category of planets.  When I was growing up, I was taught we had nine planets in our solar system: Mercury, Venus, Earth, Mars, Jupiter, Saturn, Uranus, Neptune, and Pluto.  Those nine belonged to the “world” of planets.  But in 2006, astronomers declared that Pluto is no longer a planet.  This change occurred because the category of planets was redefined.  Pluto belonged to the world of planets when the definition did not require a planet to dominate the neighborhood around its orbit.  Once the category changed to require a planet dominate its neighborhood, Pluto, whose moon is half its size, got nudged out of this world containing planets. 

In terms of appellate advocacy, this principle becomes incredibly important, especially in light of the first principle that categories are made and not found.  We see attorneys constantly battling over how to define the legal world applicable to a given case, and in judicial opinions we see judges struggle to define a world clearly encompassing the resolution of the case.  Take for example a recent Ninth Circuit opinion, United States v. Ezeta.  There the defendant successfully moved to dismiss an indictment by claiming that the defendant did not “obtain” federal financial aid as defined by the statute.  The defendant claimed that “obtain” as used in the statute meant to exercise dominion and control over the financial aid, and that since the defendant had assisted other students in completing and submitting forms, he had not exercised dominion and control over the funds in violation of the statute. 

On appeal, the Ninth Circuit reasoned that the category of “obtain” as adopted by the district court defined a world that was far too narrow.  In a relatively straightforward statutory analysis, the Ninth Circuit defined a world around the meaning of “obtain” to include procurement on behalf of someone else.  In so doing, the Court created a world large enough to encompass the acts committed by Mr. Ezeta, and his case has now been remanded for prosecution in District Court.

As advocates, attorneys must constantly assess the boundaries of the world surrounding legal disputes.  This principle that categories imply a world that contains them provides appellate attorneys the creative power to identify existing categories and imagine better ones for solving legal disputes.  

May 27, 2014 in Appellate Advocacy, Appellate Practice, Rhetoric | Permalink | Comments (0)

Friday, May 23, 2014

Federal Appellate Judges' Financial Conflicts and Reporting

Almost a month ago, Legal Ethics Forum mentioned an AP story out of Washington about The Center for Public Integrity's conflict check on the federal appellate courts. CPI examined the last three years of financial disclosure reports of federal appellate judges and the federal appellate cases before each judge. The review found twenty-six cases involving sixteen judges where the a judge had a financial interest in one of the parties or in a law firm appearing before court. Such a small number of cases in the large volume of appeals suggests a reasonably functioning screening system, but even this small number of conflicts calls into question the outcomes in those cases and threatens the public perception of the judiciary as unbiased.

CPI notes that all sixteen judges have now informed the litigants in these cases of the conflict. Litigants whose cases are still pending have some chance at relief, recusal and perhaps a substitute judge added to their panel. Litigants whose cases are closed may have a tougher time of things. Those still in the window for en banc review may seek that rare remedy and getting the Supreme Court to review the cases seems even more remote.

Relatedly, our sister blog, the Civil Procedure and Federal Courts Blog, posted yesterday that the National Law Journal has issued a Special Report on Judicial Transparency and made available in digital format the 2012 disclosure statements of 257 federal appellate judges. Having this data publicly available increases the opportunity for the kind of conflict checking done by CPI as well as allowing for a scholarly or journalistic examination of judges' extra-judicial income. Of course, it also allows for the all-too-human poking our noses into other people's business, should anyone be interested in doing that.

 

 

May 23, 2014 in Appellate Practice, Federal Appeals Courts, Legal Ethics, Legal Profession | Permalink | Comments (0)

Sunday, May 18, 2014

Citing To State Reporters

Over at the Legal Skills Prof Blog, there is a post about Pennsylvania no longer requiring cites to state reporters.  Check out the post, as it should be of interest to readers of this blog.

May 18, 2014 in Appellate Court Reform, Appellate Procedure, Legal Writing | Permalink | Comments (0)

Friday, May 16, 2014

Social Science Research for Lawyers, Part II

1000px-Quantitative_interaction.svgLast month, I posted a graphic that challenges laypersons to critically assess the social science evidence they cite. As lawyers, we have our own research methods, testing primary sources through syllogistic and analogistic reasoning, among others. Few of us without advanced degrees in other fields apply any of our liberal arts training in scientific methods to our practice.

As appellate lawyers, we are nearly always limited to scientific evidence admitted at trial, but in very special circumstances, we may see an opportunity to use "Brandeis" evidence in socially charged cases. You may be as surprised as I was to learn that even Louis Brandeis himself has been critiqued in recent years over the use of questionable studies in his famous brief from Muller v. Oregon.

In order to use social science research--or any science research--ethically and soundly, lawyers should educate themselves about the scientific method, the various forms of research, and common pitfalls. The same concern applies to appellate advocates who handle cases with a good deal of social or "hard" science evidence introduced at trial. It is all too easy to draw unsupported arguments from research that was not intended to provide conclusive proof. And as the opposing party, even if the trial counsel and experts did not see every chance to expose flaws in the opponent's research-based testimony, appellate counsel may be able to clarify the problems for the higher court. 

When examining methodology, it helps to understand the differences between qualitative and quantitative study. Very generally speaking, qualitative research tends to work with smaller samples and to study topics where there is no possible "right" answer due to subjectivity in culture, gender, class, etc. Quantitative research tends to work with much larger sample sizes and with questions that better lend themselves to objective measurement. As you might guess, many studies work with hybrids of the two forms, and each type has several sub-categories of research methods. Finally, before dismissing the use of qualitative research in legal cases, keep in mind that just because a large, statistically valid quantitative study does not exist to support a client's position does not mean that other forms of research are unpersuasive. And conversely, just because qualitative studies deal with objective conclusions and statistical samples does not mean that they do not have a number of pitfalls of their own. Several of them are mentioned in last month's graphic

Image from Wikimedia by skbkekas and used here under a CC BY-SA 3.0 license.

May 16, 2014 | Permalink | Comments (0)

National High School Mock Trial Competition

Last week I posted about Savannah High School’s moot court reenactment of the Brown v. Board case.  After participating in that event as a judge, I became curious about whether other high schools participated in appellate advocacy training.  Of course, high school debate and mock trial are pretty common, but I had not yet seen any high school programs that focused on appellate advocacy. 

In my research, I came to discover that American University Washington College of Law hosts an annual high school moot court competition.  In preparation for competition, high school students study a problem comprised of judicial opinions, the party briefs, case law, and articles.  Over the course of two days in the Spring, students present oral arguments on the issues presented by the moot court problem.  The competition is open to all students, even those who are home schooled, and there is no requirement of prior experience with moot court or mock trial.

This type of program is positioned to impart a number of skills upon the students.  Aside from the obvious ones like poise and public speaking, the studying of cases and defending a position through oral expository argument engages the brain in sophisticated problem-solving thought processes.  Furthermore, asking young students to contemplate social justice issues and policy concerns in the context of legal precedent creates opportunities to ignite passion for the law and respect for its power. 

I know many attorneys and academics seek opportunities to give back to their communities.  Partnering with a high school to train students for appellate advocacy is an excellent way to give back by passing along attorney-specific knowledge to a younger generation.

May 16, 2014 in Appellate Advocacy, Legal Profession, Moot Court, Oral Argument | Permalink | Comments (0)

Monday, May 12, 2014

How Should We Teach Appellate Advocacy?

Last week I blogged about who should teach appellate advocacy.  A commenter on the post led me to think a little more about the topic and, more specifically, how we should be teaching appellate advocacy.  The commenter referenced his concern regarding new associates who have no knowledge about syllogistic  (deductive) reasoning.  While this is certainly, or at least should be, a staple of legal education, should we expect appellate advocacy professors to teach this or should this be left to the first year learning extrapolated from legal writing/process classes?  While some modicum can certainly be taught in appellate advocacy, I believe the vast majority of teaching relative to this way of thinking and writing should be left with the legal writing curriculum and not the advanced appellate advocacy courses.  

On a related note, since appellate advocacy is not a bar course and relieves the professor of the need to teach with an eye towards a future substantive examination, should appellate advocacy professors be more concerned about teaching appellate advocacy skills for law practice readiness or should the teaching be geared towards moot court readiness?  Is there really a difference?  I am not sure there is a major difference.

While some might posit that moot court is merely a glorified beauty pageant, students do learn valuable skills.  They learn about decorum before the bench, effectively dealing with both hostile and docile judges, professionalism in dealing with opposing counsel, and most importantly they gain additional experience writing a brief and arguing on both sides of the issue - a task that prevents getting tunnel vision and keeping an eye towards seeing both the strengths and weaknesses of both sides of the issue(s).  Yes it is a little odd that moot court neatly provides two issues so that two advocates can argue on each side (I have argued many appeals in the real world and I have never been exposed to a tag-team approach to oral advocacy), but beyond that it seems to me that the learning extrapolated and the similarities between moot court and real appellate advocacy outweighs the differences.  

I also believe students are better served being taught from the perspective of advocacy before appellate courts rather than the Supreme Court.  After all, many practitioners will eventually argue before either a state or federal appellate court, whereas very few get the glory of arguing before the highest court in their state or this country.  Lastly, although it is preferable that professors err on the side of focusing their teaching on getting students prepared for the real-world practice of appellate advocacy, students taught more from a 'lets prepare to win at moot court' angle should not be severely disadvantaged.  

What do you think?

*** UPDATE***

In response to a commenter, I am posting a link to Judge Kozinski's article.  He does not have a favorable opinion of moot court.  For your viewing pleasure or horror (video production value is not one of my strengths), I am also posting a video blog (vlog) I did early last year which, in part, takes issue with Judge Kozinski's view.

 

May 12, 2014 in Appellate Advocacy, Appellate Practice, Law School | Permalink | Comments (4)

Thursday, May 8, 2014

Who Should Teach Appellate Advocacy?

Sometimes I wonder about this question.  After all, there seems to be several approaches.  While many would agree that primarily doctrinal professor generally are not best suited for the task, either due to a lack of interest or lack of expertise or a combination of both, what about the other camps?  Should it be taught by a clinician?  An adjunct?  A legal writing professor?  Which type of professor would be best?

Clinical professors, focus on experiential learning, and appellate advocacy does fit the bill.  This is especially true when thinking about preparing students for oral argument.  The experience preparing for an presenting an oral argument before a panel of (mock or real) judges is an invaluable academic experience.  Clinical professors with legal backgrounds doing appellate advocacy work are assets in this capacity.  

But preparing for oral argument is only a portion of the course.  In some instances, such as at my law school, the oral argument portion is only 1/3rd of the course, with the other 2/3rds being focused on writing both an appellate and an appellee brief.  And best practices for writing briefs falls squarely within the wheelhouse of legal writing professors.  Many of the legal writing professors I know also have some law practice experience, but is it plausible to assume they have some experience making oral presentations in court, and especially in appellate courtrooms?  These professors are excellent writers, but are they skilled oralists as well?  I am sure it is a case-by-case scenario.    

And then we have adjunct professors.  While in some ways an adjunct seems the perfect fit, in other ways I question it.  A lawyer immersed in appellate advocacy would be a wonderful resource for students.  Thinking logically, it might be best to learn from someone presently doing the work, from both a brief writing and oral argument capacity.  However, as a former adjunct myself, one challenge is always availability for students after class.  Law practices are demanding, and appellate advocacy students can be some of the most time-demanding students.  A lot of hand-holding takes place when considering individual conferences to discuss drafts submitted for both briefs, meetings to discuss grades on final drafts submitted, and even more meetings and conferences to prepare the students for the nerve-racking oral arguments.  Do adjuncts have the time to devote to this?  If they do not, the student experience will surely suffer.

Perhaps more importantly, will (or should) adjuncts stay true to the stylistic best practices of briefs?  It is easy to learn the shortcuts in brief writing that specific courts and judges will allow once you have been practicing for awhile.  It is easy to pass these tricks and tips off to students either consciously or subconsciously.  But not knowing whether the student will be practicing in the same jurisdiction upon graduation might hamper the student, because an allowable shortcut in one jurisdiction (i.e. no need for formal a formal introduction during oral argument, or no need to file an appendix or table of authorities outlined which page each case cited appears in the brief), might become a death knell to the brief or oral argument in another.

I see pros and cons to each approach.  Inevitably this brings me back to my question:  who should teach appellate advocacy?  

May 8, 2014 in Appellate Advocacy, Law School | Permalink | Comments (2)